DOW JONES & CO INC DJ (last ticker on record)
CIK 29924Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2004
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 1
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Hogan & HartsonFirst linked Sep 2007 · Named in a filing · 390 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.30× · 95% wipeout 1.20×
- Fried FrankFirst linked Feb 2005 · Named in a filing · 540 linked companiesSEC/DOJ scrutiny 1.32× · Went dark 0.24× · 95% wipeout 0.86×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Hogan & Hartson | Sep 2007 | Named in a filing | 390 | 1.03 | 0.30 | 1.20 |
| Fried Frank | Feb 2005 | Named in a filing | 540 | 1.32 | 0.24 | 0.86 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Lois HerzecaFried Frank | Feb 2005 | Named in a filing | 14 | 0.73 | 0.00 | 0.68 |