Credit Suisse (USA) LLC
CIK 29646Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2003
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 15
- Linked to 5 or more companies
What happened
- A filing mentions an SEC subpoenaForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Jun 2023 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
- Cravath Swaine & MooreFirst linked Mar 2015 · Named in a filing · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.82×
- Linklaters LLPFirst linked Mar 2012 · Named in a filing · 156 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.00× · 95% wipeout 0.61×
- Shearman & SterlingFirst linked Jul 2001 · Named in a filing · 2,650 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.84×
- Cleary Gottlieb Steen & HamiltonFirst linked Jun 2001 · Named in SEC correspondence · 742 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.12× · 95% wipeout 0.72×
- Wachtell Lipton Rosen & KatzFirst linked Sep 2000 · Named in a filing · 889 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.07× · 95% wipeout 0.59×
- WILMER, CUTLER & PICKERINGFirst linked Jun 1997 · Named in a filing · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.23×
- Davis PolkFirst linked Aug 1996 · Named in SEC correspondence · 1,696 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.06× · 95% wipeout 0.99×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Jun 2023 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.66 |
| Cravath Swaine & Moore | Mar 2015 | Named in a filing | 839 | 1.29 | 0.03 | 0.82 |
| Linklaters LLP | Mar 2012 | Named in a filing | 156 | 1.05 | 0.00 | 0.61 |
| Shearman & Sterling | Jul 2001 | Named in a filing | 2,650 | 1.21 | 0.13 | 0.84 |
| Cleary Gottlieb Steen & Hamilton | Jun 2001 | Named in SEC correspondence | 742 | 1.30 | 0.12 | 0.72 |
| Wachtell Lipton Rosen & Katz | Sep 2000 | Named in a filing | 889 | 1.29 | 0.07 | 0.59 |
| WILMER, CUTLER & PICKERING | Jun 1997 | Named in a filing | 662 | 1.14 | 0.33 | 1.23 |
| Davis Polk | Aug 1996 | Named in SEC correspondence | 1,696 | 1.25 | 0.06 | 0.99 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- John Horsfield-BradburySullivan & CromwellFirst linked Jun 2023 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.00× · 95% wipeout 0.00×
- David MercadoCravath Swaine & MooreFirst linked Mar 2015 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.00× · 95% wipeout 1.98×
- Kris F. HeinzelmanCravath Swaine & MooreFirst linked Mar 2015 · Named in a filing · 68 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.00× · 95% wipeout 0.93×
- Alan L. BellerCleary Gottlieb Steen & HamiltonFirst linked Mar 2012 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 2.73× · Went dark 0.00× · 95% wipeout 1.52×
- Michael J. VolkovitschCleary Gottlieb Steen & HamiltonFirst linked Mar 2012 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 2.35× · Went dark 0.00× · 95% wipeout 2.05×
- David I. GottliebCleary Gottlieb Steen & HamiltonFirst linked Jun 2004 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 2.50× · Went dark 0.00× · 95% wipeout 0.92×
- Clare O'BrienShearman & SterlingFirst linked Jul 2001 · Named in a filing · 23 linked companiesSEC/DOJ scrutiny 1.77× · Went dark 0.00× · 95% wipeout 0.31×
- Craig B. BrodCleary Gottlieb Steen & HamiltonFirst linked Jun 2001 · Named in a filing · 41 linked companiesSEC/DOJ scrutiny 2.03× · Went dark 0.00× · 95% wipeout 0.53×
- Craig M. WassermanWachtell Lipton Rosen & KatzFirst linked Sep 2000 · Named in a filing · 33 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 1.05× · 95% wipeout 0.62×
- Deanna L. KirkpatrickDavis PolkFirst linked Nov 1997 · Named in a filing · 113 linked companiesSEC/DOJ scrutiny 1.73× · Went dark 0.00× · 95% wipeout 0.75×
- Jeffrey SmallCleary Gottlieb Steen & HamiltonFirst linked Jul 1996 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 2.82× · Went dark 0.00× · 95% wipeout 0.49×
- Richard D. Truesdell Jr.Davis PolkFirst linked Jul 1996 · Named in SEC correspondence · 149 linked companiesSEC/DOJ scrutiny 0.91× · Went dark 0.00× · 95% wipeout 1.03×
- Nicholas A. DorseyCravath Swaine & MooreFirst linked May 2020 · Text search only · 24 linked companiesSEC/DOJ scrutiny 0.90× · Went dark 0.00× · 95% wipeout 0.74×
- Sebastian R. SperberCleary Gottlieb Steen & HamiltonFirst linked May 2020 · Text search only · 13 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 0.78×
- Credit Suisse AGCleary Gottlieb Steen & HamiltonFirst linked Mar 2015 · Text search only · 27 linked companiesSEC/DOJ scrutiny 1.93× · Went dark 0.00× · 95% wipeout 1.47×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| John Horsfield-BradburySullivan & Cromwell | Jun 2023 | Named in SEC correspondence | 13 | 1.10 | 0.00 | 0.00 |
| David MercadoCravath Swaine & Moore | Mar 2015 | Named in a filing | 12 | 1.27 | 0.00 | 1.98 |
| Kris F. HeinzelmanCravath Swaine & Moore | Mar 2015 | Named in a filing | 68 | 1.29 | 0.00 | 0.93 |
| Alan L. BellerCleary Gottlieb Steen & Hamilton | Mar 2012 | Named in a filing | 14 | 2.73 | 0.00 | 1.52 |
| Michael J. VolkovitschCleary Gottlieb Steen & Hamilton | Mar 2012 | Named in a filing | 13 | 2.35 | 0.00 | 2.05 |
| David I. GottliebCleary Gottlieb Steen & Hamilton | Jun 2004 | Named in SEC correspondence | 20 | 2.50 | 0.00 | 0.92 |
| Clare O'BrienShearman & Sterling | Jul 2001 | Named in a filing | 23 | 1.77 | 0.00 | 0.31 |
| Craig B. BrodCleary Gottlieb Steen & Hamilton | Jun 2001 | Named in a filing | 41 | 2.03 | 0.00 | 0.53 |
| Craig M. WassermanWachtell Lipton Rosen & Katz | Sep 2000 | Named in a filing | 33 | 1.49 | 1.05 | 0.62 |
| Deanna L. KirkpatrickDavis Polk | Nov 1997 | Named in a filing | 113 | 1.73 | 0.00 | 0.75 |
| Jeffrey SmallCleary Gottlieb Steen & Hamilton | Jul 1996 | Named in SEC correspondence | 15 | 2.82 | 0.00 | 0.49 |
| Richard D. Truesdell Jr.Davis Polk | Jul 1996 | Named in SEC correspondence | 149 | 0.91 | 0.00 | 1.03 |
| Nicholas A. DorseyCravath Swaine & Moore | May 2020 | Text search only | 24 | 0.90 | 0.00 | 0.74 |
| Sebastian R. SperberCleary Gottlieb Steen & Hamilton | May 2020 | Text search only | 13 | 1.36 | 0.00 | 0.78 |
| Credit Suisse AGCleary Gottlieb Steen & Hamilton | Mar 2015 | Text search only | 27 | 1.93 | 0.00 | 1.47 |