L3HARRIS TECHNOLOGIES, INC. LHX (last ticker on record)
CIK 202058Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Feb 2017
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 12
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- A filing mentions a formal order of investigationForm 10-Q (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K/A (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jones DayFirst linked Mar 2015 · Named in SEC correspondence · 686 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.54× · 95% wipeout 1.12×
- Simpson Thacher & BartlettFirst linked Mar 2015 · Named in SEC correspondence · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Sullivan & CromwellFirst linked Mar 2015 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Cravath Swaine & MooreFirst linked Sep 2003 · Named in a filing · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.85×
- Holland & KnightFirst linked Dec 2001 · Named in SEC correspondence · 413 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.82× · 95% wipeout 1.19×
- Sidley AustinFirst linked Oct 1998 · Named in a filing · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Crowell & MoringFirst linked May 1996 · Named in SEC correspondence · 59 linked companiesSEC/DOJ scrutiny 1.69× · Went dark 2.10× · 95% wipeout 1.49×
- Shearman & SterlingFirst linked Mar 2020 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Dec 2018 · Text search only · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.83×
- Latham & Watkins LLPFirst linked Apr 2015 · Text search only · 2,667 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.31× · 95% wipeout 1.10×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jones Day | Mar 2015 | Named in SEC correspondence | 686 | 1.25 | 0.54 | 1.12 |
| Simpson Thacher & Bartlett | Mar 2015 | Named in SEC correspondence | 1,396 | 1.28 | 0.11 | 0.92 |
| Sullivan & Cromwell | Mar 2015 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| Cravath Swaine & Moore | Sep 2003 | Named in a filing | 839 | 1.29 | 0.03 | 0.85 |
| Holland & Knight | Dec 2001 | Named in SEC correspondence | 413 | 1.17 | 0.82 | 1.19 |
| Sidley Austin | Oct 1998 | Named in a filing | 1,210 | 1.30 | 0.14 | 0.93 |
| Crowell & Moring | May 1996 | Named in SEC correspondence | 59 | 1.69 | 2.10 | 1.49 |
| Shearman & Sterling | Mar 2020 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
| Paul Weiss Rifkind Wharton & Garrison | Dec 2018 | Text search only | 826 | 1.02 | 0.18 | 0.83 |
| Latham & Watkins LLP | Apr 2015 | Text search only | 2,667 | 0.98 | 0.31 | 1.10 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Ari B. BlautSullivan & CromwellFirst linked Sep 2019 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 3.37× · Went dark 0.00× · 95% wipeout 1.20×
- Catherine M. ClarkinSullivan & CromwellFirst linked Sep 2019 · Named in a filing · 52 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 0.77×
- Scott B. CroftonSullivan & CromwellFirst linked Dec 2018 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.00× · 95% wipeout 0.47×
- Sebastian TillerSimpson Thacher & BartlettFirst linked Dec 2018 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.00× · 95% wipeout 0.00×
- William E. CurbowSimpson Thacher & BartlettFirst linked Dec 2018 · Named in SEC correspondence · 23 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.00× · 95% wipeout 2.20×
- Keith A. PagnaniSullivan & CromwellFirst linked Mar 2015 · Named in SEC correspondence · 16 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 0.70×
- Tom McAleaveyHolland & KnightFirst linked Jun 2009 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 0.77× · Went dark 0.00× · 95% wipeout 1.95×
- Robert J. GrammigHolland & KnightFirst linked Mar 2006 · Named in SEC correspondence · 19 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.00× · 95% wipeout 1.40×
- Jim L. KaputSidley AustinFirst linked Oct 1998 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 2.07× · Went dark 0.00× · 95% wipeout 0.72×
- James J. MaiwurmSquire Sanders (US)First linked May 1996 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 0.00× · 95% wipeout 0.00×
- James P. DoughertyDavis PolkFirst linked Mar 2015 · Text search only · 22 linked companiesSEC/DOJ scrutiny 0.38× · Went dark 0.00× · 95% wipeout 1.40×
- Lyle G. GanskeJones DayFirst linked Mar 2015 · Text search only · 26 linked companiesSEC/DOJ scrutiny 0.81× · Went dark 1.26× · 95% wipeout 0.79×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Ari B. BlautSullivan & Cromwell | Sep 2019 | Named in a filing | 11 | 3.37 | 0.00 | 1.20 |
| Catherine M. ClarkinSullivan & Cromwell | Sep 2019 | Named in a filing | 52 | 1.52 | 0.00 | 0.77 |
| Scott B. CroftonSullivan & Cromwell | Dec 2018 | Named in SEC correspondence | 11 | 1.09 | 0.00 | 0.47 |
| Sebastian TillerSimpson Thacher & Bartlett | Dec 2018 | Named in SEC correspondence | 10 | 0.84 | 0.00 | 0.00 |
| William E. CurbowSimpson Thacher & Bartlett | Dec 2018 | Named in SEC correspondence | 23 | 1.17 | 0.00 | 2.20 |
| Keith A. PagnaniSullivan & Cromwell | Mar 2015 | Named in SEC correspondence | 16 | 1.36 | 0.00 | 0.70 |
| Tom McAleaveyHolland & Knight | Jun 2009 | Named in a filing | 7 | 0.77 | 0.00 | 1.95 |
| Robert J. GrammigHolland & Knight | Mar 2006 | Named in SEC correspondence | 19 | 1.06 | 0.00 | 1.40 |
| Jim L. KaputSidley Austin | Oct 1998 | Named in a filing | 12 | 2.07 | 0.00 | 0.72 |
| James J. MaiwurmSquire Sanders (US) | May 1996 | Named in SEC correspondence | 9 | 1.19 | 0.00 | 0.00 |
| James P. DoughertyDavis Polk | Mar 2015 | Text search only | 22 | 0.38 | 0.00 | 1.40 |
| Lyle G. GanskeJones Day | Mar 2015 | Text search only | 26 | 0.81 | 1.26 | 0.79 |