Citigroup Global Markets Holdings Inc.
CIK 200245Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began May 2004
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- A filing mentions cooperating with the SECForm 10-Q (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Cleary Gottlieb Steen & HamiltonFirst linked Feb 2001 · Named in SEC correspondence · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.76×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Oct 1997 · Named in a filing · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- MORRIS NICHOLS ARSHT & TUNNELFirst linked Jun 1996 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 3.17× · Went dark 0.00× · 95% wipeout 0.48×
- Morris Nichols Arsht & TunnellFirst linked Jun 1996 · Named in SEC correspondence · 256 linked companiesSEC/DOJ scrutiny 1.51× · Went dark 0.21× · 95% wipeout 0.89×
- Cravath Swaine & MooreFirst linked Aug 1994 · Named in SEC correspondence · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.85×
- Davis PolkFirst linked Mar 2017 · Text search only · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Cleary Gottlieb Steen & Hamilton | Feb 2001 | Named in SEC correspondence | 741 | 1.31 | 0.12 | 0.76 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Oct 1997 | Named in a filing | 2,607 | 1.15 | 0.19 | 0.85 |
| MORRIS NICHOLS ARSHT & TUNNEL | Jun 1996 | Named in SEC correspondence | 17 | 3.17 | 0.00 | 0.48 |
| Morris Nichols Arsht & Tunnell | Jun 1996 | Named in SEC correspondence | 256 | 1.51 | 0.21 | 0.89 |
| Cravath Swaine & Moore | Aug 1994 | Named in SEC correspondence | 839 | 1.29 | 0.03 | 0.85 |
| Davis Polk | Mar 2017 | Text search only | 1,694 | 1.26 | 0.06 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jeffrey D. KarpfCleary Gottlieb Steen & HamiltonFirst linked Jun 2003 · Named in SEC correspondence · 35 linked companiesSEC/DOJ scrutiny 2.58× · Went dark 0.00× · 95% wipeout 1.42×
- STEPHANIE B. MUDICKFirst linked Oct 1997 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 3.39× · Went dark 0.00× · 95% wipeout 2.28×
- Gregory M. ShawCravath Swaine & MooreFirst linked Apr 1996 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 1.98× · Went dark 0.00× · 95% wipeout 0.00×
- John W. WhiteCravath Swaine & MooreFirst linked Aug 1994 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 2.50× · Went dark 0.00× · 95% wipeout 0.66×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jeffrey D. KarpfCleary Gottlieb Steen & Hamilton | Jun 2003 | Named in SEC correspondence | 35 | 2.58 | 0.00 | 1.42 |
| STEPHANIE B. MUDICK | Oct 1997 | Named in a filing | 5 | 3.39 | 0.00 | 2.28 |
| Gregory M. ShawCravath Swaine & Moore | Apr 1996 | Named in SEC correspondence | 11 | 1.98 | 0.00 | 0.00 |
| John W. WhiteCravath Swaine & Moore | Aug 1994 | Named in SEC correspondence | 32 | 2.50 | 0.00 | 0.66 |