Rockley Photonics Holdings Ltd RKLY (last ticker on record)
CIK 1852117Its SEC filings (opens in a new tab)
- 95% wipeout
- Delisting notice (not a red flag)
- Bankruptcy
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Jan 2023
- Largest fall in its shares
- 99%
- Aug 2021 to Dec 2022
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Pillsbury WinthropFirst linked Apr 2021 · Named in SEC correspondence · 516 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.82× · 95% wipeout 1.27×
- Ropes & GrayFirst linked Apr 2021 · Named in SEC correspondence · 914 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.14× · 95% wipeout 0.92×
- Cooley LLPFirst linked Apr 2021 · Text search only · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- HALE AND DORRFirst linked Apr 2021 · Text search only · 665 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.33× · 95% wipeout 1.26×
- Shearman & SterlingFirst linked Apr 2021 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- White & CaseFirst linked Apr 2021 · Text search only · 907 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.33× · 95% wipeout 0.91×
- WILMER, CUTLER & PICKERINGFirst linked Apr 2021 · Text search only · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.26×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Pillsbury Winthrop | Apr 2021 | Named in SEC correspondence | 516 | 1.13 | 0.82 | 1.27 |
| Ropes & Gray | Apr 2021 | Named in SEC correspondence | 914 | 0.98 | 0.14 | 0.92 |
| Cooley LLP | Apr 2021 | Text search only | 1,634 | 0.71 | 0.44 | 1.24 |
| HALE AND DORR | Apr 2021 | Text search only | 665 | 1.06 | 0.33 | 1.26 |
| Shearman & Sterling | Apr 2021 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
| White & Case | Apr 2021 | Text search only | 907 | 1.04 | 0.33 | 0.91 |
| WILMER, CUTLER & PICKERING | Apr 2021 | Text search only | 662 | 1.14 | 0.33 | 1.26 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Alexandra F. CalcadoPillsbury WinthropFirst linked Jul 2021 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 13.30× · 95% wipeout 5.83×
- Carl MarcellinoRopes & GrayFirst linked Apr 2021 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 0.41× · Went dark 0.00× · 95% wipeout 1.22×
- James J. MasettiPillsbury WinthropFirst linked Apr 2021 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.00× · 95% wipeout 2.18×
- Paul D. TroppRopes & GrayFirst linked Apr 2021 · Text search only · 108 linked companiesSEC/DOJ scrutiny 0.85× · Went dark 0.00× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Alexandra F. CalcadoPillsbury Winthrop | Jul 2021 | Named in SEC correspondence | 6 | 0.00 | 13.30 | 5.83 |
| Carl MarcellinoRopes & Gray | Apr 2021 | Named in SEC correspondence | 32 | 0.41 | 0.00 | 1.22 |
| James J. MasettiPillsbury Winthrop | Apr 2021 | Named in SEC correspondence | 22 | 1.18 | 0.00 | 2.18 |
| Paul D. TroppRopes & Gray | Apr 2021 | Text search only | 108 | 0.85 | 0.00 | 0.94 |