Peak Bio, Inc. PKBO (last ticker on record)
CIK 1834645Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- Restatement
- 95% wipeout
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Sep 2023
- Largest fall in its shares
- 99%
- Nov 2022 to Jan 2024
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Shares down 95% from their high
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Goodwin ProcterFirst linked Oct 2024 · Named in a filing · 1,221 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.31× · 95% wipeout 1.17×
- DLA PiperFirst linked Jun 2022 · Named in SEC correspondence · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Greenberg TraurigFirst linked Dec 2020 · Named in SEC correspondence · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Wilson Sonsini Goodrich & RosatiFirst linked Jun 2022 · Text search only · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
- Charles WilsonFirst linked Dec 2020 · Text search only · 25 linked companiesSEC/DOJ scrutiny 0.72× · Went dark 0.81× · 95% wipeout 0.92×
- Graubard MillerFirst linked Dec 2020 · Text search only · 418 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.75× · 95% wipeout 1.16×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Goodwin Procter | Oct 2024 | Named in a filing | 1,221 | 0.79 | 0.31 | 1.17 |
| DLA Piper | Jun 2022 | Named in SEC correspondence | 1,184 | 1.00 | 0.45 | 1.20 |
| Greenberg Traurig | Dec 2020 | Named in SEC correspondence | 1,223 | 1.01 | 1.03 | 1.10 |
| Wilson Sonsini Goodrich & Rosati | Jun 2022 | Text search only | 1,468 | 1.09 | 0.60 | 1.42 |
| Charles Wilson | Dec 2020 | Text search only | 25 | 0.72 | 0.81 | 0.92 |
| Graubard Miller | Dec 2020 | Text search only | 418 | 0.92 | 0.75 | 1.16 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sam ZuckerGoodwin ProcterFirst linked Nov 2024 · Named in a filing · 18 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.11×
- Andrew P. GilbertDLA PiperFirst linked Jun 2022 · Named in SEC correspondence · 49 linked companiesSEC/DOJ scrutiny 0.65× · Went dark 0.50× · 95% wipeout 1.01×
- Scott A. CowanDLA PiperFirst linked Jun 2022 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 3.25× · 95% wipeout 0.61×
- Alan I. AnnexGreenberg TraurigFirst linked Dec 2020 · Named in SEC correspondence · 153 linked companiesSEC/DOJ scrutiny 0.55× · Went dark 0.24× · 95% wipeout 1.15×
- David Alan MillerEllenoff Grossman & Schole LLPFirst linked Dec 2020 · Named in SEC correspondence · 231 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.74× · 95% wipeout 1.33×
- Jason T. SimonGreenberg TraurigFirst linked Dec 2020 · Named in SEC correspondence · 120 linked companiesSEC/DOJ scrutiny 0.68× · Went dark 0.30× · 95% wipeout 1.11×
- Jeffrey M. GallantGraubard MillerFirst linked Dec 2020 · Named in SEC correspondence · 195 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.64× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sam ZuckerGoodwin Procter | Nov 2024 | Named in a filing | 18 | 0.00 | 0.00 | 1.11 |
| Andrew P. GilbertDLA Piper | Jun 2022 | Named in SEC correspondence | 49 | 0.65 | 0.50 | 1.01 |
| Scott A. CowanDLA Piper | Jun 2022 | Named in SEC correspondence | 11 | 0.00 | 3.25 | 0.61 |
| Alan I. AnnexGreenberg Traurig | Dec 2020 | Named in SEC correspondence | 153 | 0.55 | 0.24 | 1.15 |
| David Alan MillerEllenoff Grossman & Schole LLP | Dec 2020 | Named in SEC correspondence | 231 | 1.06 | 0.74 | 1.33 |
| Jason T. SimonGreenberg Traurig | Dec 2020 | Named in SEC correspondence | 120 | 0.68 | 0.30 | 1.11 |
| Jeffrey M. GallantGraubard Miller | Dec 2020 | Named in SEC correspondence | 195 | 0.96 | 0.64 | 1.20 |