4D Pharma PLC
CIK 1830162Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Pinsent MasonsFirst linked Nov 2020 · Named in a filing · 27 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.00× · 95% wipeout 0.55×
- Wilson Sonsini Goodrich & RosatiFirst linked Nov 2020 · Named in SEC correspondence · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
- Greenberg TraurigFirst linked Sep 2021 · Text search only · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Loeb & Loeb LLPFirst linked Feb 2021 · Text search only · 838 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.99× · 95% wipeout 1.10×
- Ellenoff Grossman & Schole LLPFirst linked Jan 2021 · Text search only · 963 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 1.12× · 95% wipeout 1.21×
- Hunter Taubman FischerFirst linked Nov 2020 · Text search only · 251 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.77× · 95% wipeout 1.12×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Pinsent Masons | Nov 2020 | Named in a filing | 27 | 1.21 | 0.00 | 0.55 |
| Wilson Sonsini Goodrich & Rosati | Nov 2020 | Named in SEC correspondence | 1,468 | 1.09 | 0.60 | 1.42 |
| Greenberg Traurig | Sep 2021 | Text search only | 1,223 | 1.01 | 1.03 | 1.10 |
| Loeb & Loeb LLP | Feb 2021 | Text search only | 838 | 0.92 | 0.99 | 1.10 |
| Ellenoff Grossman & Schole LLP | Jan 2021 | Text search only | 963 | 0.96 | 1.12 | 1.21 |
| Hunter Taubman Fischer | Nov 2020 | Text search only | 251 | 1.06 | 1.77 | 1.12 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Bradley L. FinkelsteinWilson Sonsini Goodrich & RosatiFirst linked Nov 2020 · Named in SEC correspondence · 41 linked companiesSEC/DOJ scrutiny 1.62× · Went dark 0.00× · 95% wipeout 0.78×
- Melissa RickWilson Sonsini Goodrich & RosatiFirst linked Nov 2020 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.73×
- Steven V. BernardWilson Sonsini Goodrich & RosatiFirst linked Nov 2020 · Named in SEC correspondence · 40 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.00× · 95% wipeout 1.11×
- Giovanni CarusoLoeb & Loeb LLPFirst linked Feb 2021 · Text search only · 181 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.43× · 95% wipeout 1.21×
- Mitchell S. NussbaumLoeb & Loeb LLPFirst linked Feb 2021 · Text search only · 391 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.93× · 95% wipeout 1.21×
- Stuart NeuhauserEllenoff Grossman & Schole LLPFirst linked Feb 2021 · Text search only · 416 linked companiesSEC/DOJ scrutiny 0.78× · Went dark 0.42× · 95% wipeout 1.04×
- Arila ZhouHunter Taubman FischerFirst linked Nov 2020 · Text search only · 70 linked companiesSEC/DOJ scrutiny 1.62× · Went dark 0.94× · 95% wipeout 1.24×
- Hunter Taubman Fischer LiHunter Taubman FischerFirst linked Nov 2020 · Text search only · 309 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 1.30× · 95% wipeout 1.18×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Bradley L. FinkelsteinWilson Sonsini Goodrich & Rosati | Nov 2020 | Named in SEC correspondence | 41 | 1.62 | 0.00 | 0.78 |
| Melissa RickWilson Sonsini Goodrich & Rosati | Nov 2020 | Named in SEC correspondence | 10 | 0.00 | 0.00 | 0.73 |
| Steven V. BernardWilson Sonsini Goodrich & Rosati | Nov 2020 | Named in SEC correspondence | 40 | 0.96 | 0.00 | 1.11 |
| Giovanni CarusoLoeb & Loeb LLP | Feb 2021 | Text search only | 181 | 1.06 | 0.43 | 1.21 |
| Mitchell S. NussbaumLoeb & Loeb LLP | Feb 2021 | Text search only | 391 | 0.98 | 0.93 | 1.21 |
| Stuart NeuhauserEllenoff Grossman & Schole LLP | Feb 2021 | Text search only | 416 | 0.78 | 0.42 | 1.04 |
| Arila ZhouHunter Taubman Fischer | Nov 2020 | Text search only | 70 | 1.62 | 0.94 | 1.24 |
| Hunter Taubman Fischer LiHunter Taubman Fischer | Nov 2020 | Text search only | 309 | 0.82 | 1.30 | 1.18 |