New Mountain Guardian III BDC, L.L.C.
CIK 1781870Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Simpson Thacher & BartlettFirst linked Jul 2019 · Named in SEC correspondence · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Proskauer RoseFirst linked Aug 2024 · Text search only · 492 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.48× · 95% wipeout 1.08×
- Cadwalader Wickersham & TaftFirst linked Sep 2019 · Text search only · 305 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.24× · 95% wipeout 0.95×
- Eversheds Sutherland (US) LLPFirst linked Sep 2019 · Text search only · 55 linked companiesSEC/DOJ scrutiny 1.70× · Went dark 0.63× · 95% wipeout 0.63×
- Schulte Roth & ZabelFirst linked Sep 2019 · Text search only · 296 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.44× · 95% wipeout 0.99×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Simpson Thacher & Bartlett | Jul 2019 | Named in SEC correspondence | 1,396 | 1.28 | 0.11 | 0.92 |
| Proskauer Rose | Aug 2024 | Text search only | 492 | 1.15 | 0.48 | 1.08 |
| Cadwalader Wickersham & Taft | Sep 2019 | Text search only | 305 | 1.14 | 0.24 | 0.95 |
| Eversheds Sutherland (US) LLP | Sep 2019 | Text search only | 55 | 1.70 | 0.63 | 0.63 |
| Schulte Roth & Zabel | Sep 2019 | Text search only | 296 | 0.93 | 0.44 | 0.99 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Benjamin WellsSimpson Thacher & BartlettFirst linked Sep 2024 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Jonathan CorsicoSimpson Thacher & BartlettFirst linked Sep 2024 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.92×
- John KennedyFirst linked Sep 2019 · Text search only · 38 linked companiesSEC/DOJ scrutiny 1.20× · Went dark 0.65× · 95% wipeout 1.23×
- Vlad M. BulkinEversheds Sutherland (US) LLPFirst linked Sep 2019 · Text search only · 7 linked companiesSEC/DOJ scrutiny 2.36× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Benjamin WellsSimpson Thacher & Bartlett | Sep 2024 | Named in SEC correspondence | 8 | 0.00 | 0.00 | 0.00 |
| Jonathan CorsicoSimpson Thacher & Bartlett | Sep 2024 | Named in SEC correspondence | 7 | 0.00 | 0.00 | 0.92 |
| John Kennedy | Sep 2019 | Text search only | 38 | 1.20 | 0.65 | 1.23 |
| Vlad M. BulkinEversheds Sutherland (US) LLP | Sep 2019 | Text search only | 7 | 2.36 | 0.00 | 0.00 |