Tradeweb Markets Inc. TW (last ticker on record)
CIK 1758730Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Apr 2024
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- A filing mentions a Wells noticeForm 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fried FrankFirst linked Nov 2018 · Named in SEC correspondence · 540 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.24× · 95% wipeout 0.94×
- Simpson Thacher & BartlettFirst linked Mar 2019 · Text search only · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Latham & Watkins LLPFirst linked Dec 2018 · Text search only · 2,667 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.31× · 95% wipeout 1.10×
- Bryan CaveFirst linked Nov 2018 · Text search only · 471 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.76× · 95% wipeout 0.98×
- Gibbons P.C.First linked Nov 2018 · Text search only · 10 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 3.27× · 95% wipeout 0.99×
- King & SpaldingFirst linked Nov 2018 · Text search only · 426 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.35× · 95% wipeout 1.04×
- Willkie FarrFirst linked Nov 2018 · Text search only · 539 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.40× · 95% wipeout 0.84×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fried Frank | Nov 2018 | Named in SEC correspondence | 540 | 1.33 | 0.24 | 0.94 |
| Simpson Thacher & Bartlett | Mar 2019 | Text search only | 1,396 | 1.28 | 0.11 | 0.92 |
| Latham & Watkins LLP | Dec 2018 | Text search only | 2,667 | 0.98 | 0.31 | 1.10 |
| Bryan Cave | Nov 2018 | Text search only | 471 | 1.09 | 0.76 | 0.98 |
| Gibbons P.C. | Nov 2018 | Text search only | 10 | 0.73 | 3.27 | 0.99 |
| King & Spalding | Nov 2018 | Text search only | 426 | 1.28 | 0.35 | 1.04 |
| Willkie Farr | Nov 2018 | Text search only | 539 | 1.23 | 0.40 | 0.84 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Andrew B. BarkanFried FrankFirst linked Nov 2018 · Named in SEC correspondence · 24 linked companiesSEC/DOJ scrutiny 0.72× · Went dark 0.00× · 95% wipeout 1.58×
- Steven G. ScheinfeldFried FrankFirst linked Nov 2018 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 2.07× · Went dark 0.00× · 95% wipeout 1.04×
- Erich BluhmSullivan & CromwellFirst linked Apr 2020 · Text search only · 15 linked companiesSEC/DOJ scrutiny 3.77× · Went dark 0.00× · 95% wipeout 1.64×
- Elizabeth A. CooperSimpson Thacher & BartlettFirst linked Mar 2019 · Text search only · 37 linked companiesSEC/DOJ scrutiny 1.43× · Went dark 0.00× · 95% wipeout 0.35×
- Jonathan R. OznerSimpson Thacher & BartlettFirst linked Mar 2019 · Text search only · 21 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Andrew B. BarkanFried Frank | Nov 2018 | Named in SEC correspondence | 24 | 0.72 | 0.00 | 1.58 |
| Steven G. ScheinfeldFried Frank | Nov 2018 | Named in SEC correspondence | 9 | 2.07 | 0.00 | 1.04 |
| Erich BluhmSullivan & Cromwell | Apr 2020 | Text search only | 15 | 3.77 | 0.00 | 1.64 |
| Elizabeth A. CooperSimpson Thacher & Bartlett | Mar 2019 | Text search only | 37 | 1.43 | 0.00 | 0.35 |
| Jonathan R. OznerSimpson Thacher & Bartlett | Mar 2019 | Text search only | 21 | 1.01 | 0.00 | 0.00 |