Alset Inc. AEI (last ticker on record)
CIK 1750106Its SEC filings (opens in a new tab)
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2021
- Largest fall in its shares
- 99%
- Feb 2021 to May 2024
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Kaufman & Canoles, P.C.First linked Apr 2021 · Named in SEC correspondence · 69 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.65× · 95% wipeout 1.46×
- Sichenzia Ross Ference LLPFirst linked Jul 2020 · Named in SEC correspondence · 1,005 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.62× · 95% wipeout 1.26×
- Olshan Frome Wolosky LLPFirst linked Nov 2018 · Named in SEC correspondence · 390 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 0.86× · 95% wipeout 1.22×
- Shook Lin & BokFirst linked Jul 2020 · Text search only · 27 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 0.00× · 95% wipeout 1.29×
- DLA PiperFirst linked Nov 2018 · Text search only · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Shulman Rogers, P.A.First linked Nov 2018 · Text search only · 25 linked companiesSEC/DOJ scrutiny 2.71× · Went dark 1.26× · 95% wipeout 1.16×
- Wuersch & Gering LLPFirst linked Nov 2018 · Text search only · 24 linked companiesSEC/DOJ scrutiny 0.40× · Went dark 1.30× · 95% wipeout 1.25×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Kaufman & Canoles, P.C. | Apr 2021 | Named in SEC correspondence | 69 | 0.92 | 0.65 | 1.46 |
| Sichenzia Ross Ference LLP | Jul 2020 | Named in SEC correspondence | 1,005 | 1.27 | 1.62 | 1.26 |
| Olshan Frome Wolosky LLP | Nov 2018 | Named in SEC correspondence | 390 | 1.38 | 0.86 | 1.22 |
| Shook Lin & Bok | Jul 2020 | Text search only | 27 | 1.38 | 0.00 | 1.29 |
| DLA Piper | Nov 2018 | Text search only | 1,184 | 1.00 | 0.45 | 1.20 |
| Shulman Rogers, P.A. | Nov 2018 | Text search only | 25 | 2.71 | 1.26 | 1.16 |
| Wuersch & Gering LLP | Nov 2018 | Text search only | 24 | 0.40 | 1.30 | 1.25 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Anthony W. BaschKaufman & Canoles, P.C.First linked Apr 2021 · Named in SEC correspondence · 54 linked companiesSEC/DOJ scrutiny 0.45× · Went dark 0.46× · 95% wipeout 1.25×
- Darrin M. OcasioSichenzia Ross Ference LLPFirst linked Jul 2020 · Named in SEC correspondence · 143 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 1.72× · 95% wipeout 1.16×
- Thomas J. PolettiK&L GatesFirst linked Aug 2019 · Named in SEC correspondence · 71 linked companiesSEC/DOJ scrutiny 1.51× · Went dark 1.24× · 95% wipeout 1.75×
- Spencer G. FeldmanOlshan Frome Wolosky LLPFirst linked Nov 2018 · Named in SEC correspondence · 70 linked companiesSEC/DOJ scrutiny 2.25× · Went dark 1.65× · 95% wipeout 1.59×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Anthony W. BaschKaufman & Canoles, P.C. | Apr 2021 | Named in SEC correspondence | 54 | 0.45 | 0.46 | 1.25 |
| Darrin M. OcasioSichenzia Ross Ference LLP | Jul 2020 | Named in SEC correspondence | 143 | 1.16 | 1.72 | 1.16 |
| Thomas J. PolettiK&L Gates | Aug 2019 | Named in SEC correspondence | 71 | 1.51 | 1.24 | 1.75 |
| Spencer G. FeldmanOlshan Frome Wolosky LLP | Nov 2018 | Named in SEC correspondence | 70 | 2.25 | 1.65 | 1.59 |