Serina Therapeutics, Inc. SER (last ticker on record)
CIK 1708599Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Apr 2020
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Bradley Arant Boult CummingsFirst linked Nov 2023 · Named in SEC correspondence · 58 linked companiesSEC/DOJ scrutiny 1.11× · Went dark 0.00× · 95% wipeout 0.73×
- Gibson, Dunn & Crutcher LLPFirst linked Nov 2023 · Named in SEC correspondence · 1,125 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.20× · 95% wipeout 0.96×
- Thompson, Welch, Soroko & Gilbert LLPFirst linked Jun 2018 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.31×
- Goodwin ProcterFirst linked Nov 2023 · Text search only · 1,221 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.31× · 95% wipeout 1.17×
- Cooley LLPFirst linked Jan 2021 · Text search only · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- Duane MorrisFirst linked Jul 2018 · Text search only · 413 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 1.28× · 95% wipeout 1.06×
- Stradling Yocca Carlson & RauthFirst linked Jun 2018 · Text search only · 165 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 1.37× · 95% wipeout 1.37×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Bradley Arant Boult Cummings | Nov 2023 | Named in SEC correspondence | 58 | 1.11 | 0.00 | 0.73 |
| Gibson, Dunn & Crutcher LLP | Nov 2023 | Named in SEC correspondence | 1,125 | 1.23 | 0.20 | 0.96 |
| Thompson, Welch, Soroko & Gilbert LLP | Jun 2018 | Named in SEC correspondence | 5 | 0.00 | 0.00 | 1.31 |
| Goodwin Procter | Nov 2023 | Text search only | 1,221 | 0.79 | 0.31 | 1.17 |
| Cooley LLP | Jan 2021 | Text search only | 1,634 | 0.71 | 0.44 | 1.24 |
| Duane Morris | Jul 2018 | Text search only | 413 | 0.76 | 1.28 | 1.06 |
| Stradling Yocca Carlson & Rauth | Jun 2018 | Text search only | 165 | 1.18 | 1.37 | 1.37 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Chris TresterGibson, Dunn & Crutcher LLPFirst linked Nov 2023 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.37×
- Harrison TuckerGibson, Dunn & Crutcher LLPFirst linked Nov 2023 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Robert W. PhillipsCooley LLPFirst linked Nov 2023 · Named in SEC correspondence · 40 linked companiesSEC/DOJ scrutiny 0.67× · Went dark 1.05× · 95% wipeout 1.02×
- Stephen C. HintonBradley Arant Boult CummingsFirst linked Nov 2023 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 2.53× · Went dark 0.00× · 95% wipeout 0.64×
- Dean M. ColucciDuane MorrisFirst linked Aug 2026 · Text search only · 49 linked companiesSEC/DOJ scrutiny 0.36× · Went dark 0.00× · 95% wipeout 0.87×
- Jacqueline MercierGoodwin ProcterFirst linked Apr 2025 · Text search only · 18 linked companiesSEC/DOJ scrutiny 0.85× · Went dark 0.00× · 95% wipeout 0.59×
- Daniel I. GoldbergCooley LLPFirst linked Jan 2021 · Text search only · 184 linked companiesSEC/DOJ scrutiny 0.64× · Went dark 0.00× · 95% wipeout 1.03×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Chris TresterGibson, Dunn & Crutcher LLP | Nov 2023 | Named in SEC correspondence | 9 | 0.00 | 0.00 | 0.37 |
| Harrison TuckerGibson, Dunn & Crutcher LLP | Nov 2023 | Named in SEC correspondence | 7 | 0.00 | 0.00 | 0.00 |
| Robert W. PhillipsCooley LLP | Nov 2023 | Named in SEC correspondence | 40 | 0.67 | 1.05 | 1.02 |
| Stephen C. HintonBradley Arant Boult Cummings | Nov 2023 | Named in SEC correspondence | 6 | 2.53 | 0.00 | 0.64 |
| Dean M. ColucciDuane Morris | Aug 2026 | Text search only | 49 | 0.36 | 0.00 | 0.87 |
| Jacqueline MercierGoodwin Procter | Apr 2025 | Text search only | 18 | 0.85 | 0.00 | 0.59 |
| Daniel I. GoldbergCooley LLP | Jan 2021 | Text search only | 184 | 0.64 | 0.00 | 1.03 |