Aspen Digital, Inc. AJAX (last ticker on record)
CIK 1694997Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Ellenoff Grossman & Schole LLPFirst linked Nov 2017 · Named in SEC correspondence · 964 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 1.12× · 95% wipeout 1.21×
- Clifford Chance US LLPFirst linked Aug 2017 · Named in SEC correspondence · 260 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.41× · 95% wipeout 0.93×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Ellenoff Grossman & Schole LLP | Nov 2017 | Named in SEC correspondence | 964 | 0.95 | 1.12 | 1.21 |
| Clifford Chance US LLP | Aug 2017 | Named in SEC correspondence | 260 | 0.92 | 0.41 | 0.93 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jay L. BernsteinClifford Chance US LLPFirst linked Nov 2017 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 0.00× · 95% wipeout 0.00×
- Lawrence A. RosenbloomEllenoff Grossman & Schole LLPFirst linked Nov 2017 · Named in SEC correspondence · 51 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 1.35× · 95% wipeout 1.24×
- Andrew S. EpsteinClifford Chance US LLPFirst linked Aug 2017 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jay L. BernsteinClifford Chance US LLP | Nov 2017 | Named in SEC correspondence | 29 | 0.76 | 0.00 | 0.00 |
| Lawrence A. RosenbloomEllenoff Grossman & Schole LLP | Nov 2017 | Named in SEC correspondence | 51 | 1.17 | 1.35 | 1.24 |
| Andrew S. EpsteinClifford Chance US LLP | Aug 2017 | Named in SEC correspondence | 17 | 0.88 | 0.00 | 0.00 |