Nu Holdings Ltd. NU (last ticker on record)
CIK 1691493Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Campbells LLPFirst linked Aug 2021 · Named in SEC correspondence · 25 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.09×
- Davis PolkFirst linked Aug 2021 · Named in SEC correspondence · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- White & CaseFirst linked Aug 2021 · Named in SEC correspondence · 907 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.33× · 95% wipeout 0.91×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Campbells LLP | Aug 2021 | Named in SEC correspondence | 25 | 0.00 | 0.00 | 1.09 |
| Davis Polk | Aug 2021 | Named in SEC correspondence | 1,694 | 1.26 | 0.06 | 1.02 |
| White & Case | Aug 2021 | Named in SEC correspondence | 907 | 1.04 | 0.33 | 0.91 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Byron B. RooneyDavis PolkFirst linked Aug 2021 · Named in SEC correspondence · 37 linked companiesSEC/DOJ scrutiny 1.11× · Went dark 0.00× · 95% wipeout 1.32×
- Donald BakerWhite & CaseFirst linked Aug 2021 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 1.67× · Went dark 0.00× · 95% wipeout 0.00×
- John GuzmanWhite & CaseFirst linked Aug 2021 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Manuel GarciadiazDavis PolkFirst linked Aug 2021 · Named in SEC correspondence · 40 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.00× · 95% wipeout 0.82×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Byron B. RooneyDavis Polk | Aug 2021 | Named in SEC correspondence | 37 | 1.11 | 0.00 | 1.32 |
| Donald BakerWhite & Case | Aug 2021 | Named in SEC correspondence | 15 | 1.67 | 0.00 | 0.00 |
| John GuzmanWhite & Case | Aug 2021 | Named in SEC correspondence | 10 | 0.00 | 0.00 | 0.00 |
| Manuel GarciadiazDavis Polk | Aug 2021 | Named in SEC correspondence | 40 | 0.93 | 0.00 | 0.82 |