Sterling Bancorp, Inc. SBT (last ticker on record)
CIK 1680379Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Mar 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the Justice DepartmentForm 10-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Arnold & PorterFirst linked Sep 2021 · Named in a filing · 254 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.11× · 95% wipeout 0.84×
- Honigman Miller Schwartz and Cohn LLPFirst linked Sep 2017 · Named in SEC correspondence · 159 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.69× · 95% wipeout 0.88×
- Manatt, Phelps & Phillips, LLPFirst linked Sep 2017 · Named in SEC correspondence · 169 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.82× · 95% wipeout 1.25×
- Clark HillFirst linked Oct 2017 · Text search only · 51 linked companiesSEC/DOJ scrutiny 1.57× · Went dark 0.00× · 95% wipeout 0.70×
- Dykema GossettFirst linked Oct 2017 · Text search only · 115 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.23× · 95% wipeout 0.87×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Arnold & Porter | Sep 2021 | Named in a filing | 254 | 1.03 | 0.11 | 0.84 |
| Honigman Miller Schwartz and Cohn LLP | Sep 2017 | Named in SEC correspondence | 159 | 0.92 | 0.69 | 0.88 |
| Manatt, Phelps & Phillips, LLP | Sep 2017 | Named in SEC correspondence | 169 | 0.88 | 0.82 | 1.25 |
| Clark Hill | Oct 2017 | Text search only | 51 | 1.57 | 0.00 | 0.70 |
| Dykema Gossett | Oct 2017 | Text search only | 115 | 0.95 | 0.23 | 0.87 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Robert C. Azarow[Thacher Proffitt LLP Letterhead]First linked Sep 2021 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 2.88× · 95% wipeout 1.45×
- Jessica M. HerronHonigman Miller Schwartz and Cohn LLPFirst linked Oct 2017 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 2.58× · Went dark 0.00× · 95% wipeout 1.04×
- Craig D. MillerManatt, Phelps & Phillips, LLPFirst linked Sep 2017 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 1.07×
- Jeffrey H. KurasHonigman Miller Schwartz and Cohn LLPFirst linked Sep 2017 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.00× · 95% wipeout 0.57×
- Phillip D. TorrenceHonigman Miller Schwartz and Cohn LLPFirst linked Sep 2017 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 1.95× · Went dark 0.00× · 95% wipeout 0.69×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Robert C. Azarow[Thacher Proffitt LLP Letterhead] | Sep 2021 | Named in a filing | 15 | 1.06 | 2.88 | 1.45 |
| Jessica M. HerronHonigman Miller Schwartz and Cohn LLP | Oct 2017 | Named in a filing | 5 | 2.58 | 0.00 | 1.04 |
| Craig D. MillerManatt, Phelps & Phillips, LLP | Sep 2017 | Named in SEC correspondence | 22 | 0.95 | 0.00 | 1.07 |
| Jeffrey H. KurasHonigman Miller Schwartz and Cohn LLP | Sep 2017 | Named in SEC correspondence | 17 | 0.96 | 0.00 | 0.57 |
| Phillip D. TorrenceHonigman Miller Schwartz and Cohn LLP | Sep 2017 | Named in SEC correspondence | 17 | 1.95 | 0.00 | 0.69 |