Bats Global Markets, Inc. BATS (last ticker on record)
CIK 1659228Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 9
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sidley AustinFirst linked Dec 2016 · Named in a filing · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Davis PolkFirst linked Dec 2015 · Named in SEC correspondence · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Dec 2015 · Named in SEC correspondence · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- Foley & LardnerFirst linked Apr 2016 · Text search only · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 1.02×
- Cahill Gordon & ReindelFirst linked Jan 2016 · Text search only · 598 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.18× · 95% wipeout 0.77×
- Cole SchotzFirst linked Jan 2016 · Text search only · 17 linked companiesSEC/DOJ scrutiny 0.63× · Went dark 2.46× · 95% wipeout 1.69×
- Cravath Swaine & MooreFirst linked Jan 2016 · Text search only · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.85×
- Morris Nichols Arsht & TunnellFirst linked Jan 2016 · Text search only · 256 linked companiesSEC/DOJ scrutiny 1.51× · Went dark 0.21× · 95% wipeout 0.89×
- Sullivan & CromwellFirst linked Jan 2016 · Text search only · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sidley Austin | Dec 2016 | Named in a filing | 1,210 | 1.30 | 0.14 | 0.93 |
| Davis Polk | Dec 2015 | Named in SEC correspondence | 1,694 | 1.26 | 0.06 | 1.02 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Dec 2015 | Named in SEC correspondence | 2,607 | 1.15 | 0.19 | 0.85 |
| Foley & Lardner | Apr 2016 | Text search only | 498 | 1.00 | 0.71 | 1.02 |
| Cahill Gordon & Reindel | Jan 2016 | Text search only | 598 | 1.03 | 0.18 | 0.77 |
| Cole Schotz | Jan 2016 | Text search only | 17 | 0.63 | 2.46 | 1.69 |
| Cravath Swaine & Moore | Jan 2016 | Text search only | 839 | 1.29 | 0.03 | 0.85 |
| Morris Nichols Arsht & Tunnell | Jan 2016 | Text search only | 256 | 1.51 | 0.21 | 0.89 |
| Sullivan & Cromwell | Jan 2016 | Text search only | 1,047 | 1.40 | 0.15 | 0.69 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jean M. McLoughlinDavis PolkFirst linked Apr 2016 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.00× · 95% wipeout 0.41×
- Phyllis G. KorffSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Mar 2016 · Named in SEC correspondence · 50 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 0.58× · 95% wipeout 1.18×
- Deanna L. KirkpatrickDavis PolkFirst linked Dec 2015 · Named in SEC correspondence · 112 linked companiesSEC/DOJ scrutiny 1.74× · Went dark 0.00× · 95% wipeout 0.76×
- Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Dec 2015 · Named in SEC correspondence · 67 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.40× · 95% wipeout 0.85×
- Jared M. FishmanSullivan & CromwellFirst linked Jan 2016 · Text search only · 20 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 0.00× · 95% wipeout 0.37×
- Leonard KreyninDavis PolkFirst linked Dec 2015 · Text search only · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.13×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jean M. McLoughlinDavis Polk | Apr 2016 | Named in a filing | 24 | 1.27 | 0.00 | 0.41 |
| Phyllis G. KorffSkadden, Arps, Slate, Meagher & Flom LLP | Mar 2016 | Named in SEC correspondence | 50 | 1.53 | 0.58 | 1.18 |
| Deanna L. KirkpatrickDavis Polk | Dec 2015 | Named in SEC correspondence | 112 | 1.74 | 0.00 | 0.76 |
| Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLP | Dec 2015 | Named in SEC correspondence | 67 | 1.07 | 0.40 | 0.85 |
| Jared M. FishmanSullivan & Cromwell | Jan 2016 | Text search only | 20 | 1.49 | 0.00 | 0.37 |
| Leonard KreyninDavis Polk | Dec 2015 | Text search only | 11 | 0.00 | 0.00 | 1.13 |