Associated Capital Group, Inc. AC (last ticker on record)
CIK 1642122Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Olshan Frome Wolosky LLPFirst linked Apr 2016 · Named in SEC correspondence · 390 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.86× · 95% wipeout 1.15×
- Paul HastingsFirst linked Aug 2015 · Named in SEC correspondence · 769 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.72× · 95% wipeout 1.08×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Olshan Frome Wolosky LLP | Apr 2016 | Named in SEC correspondence | 390 | 1.40 | 0.86 | 1.15 |
| Paul Hastings | Aug 2015 | Named in SEC correspondence | 769 | 0.98 | 0.72 | 1.08 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Steve WoloskyOlshan Frome Wolosky LLPFirst linked Aug 2016 · Named in a filing · 95 linked companiesSEC/DOJ scrutiny 1.71× · Went dark 0.37× · 95% wipeout 0.91×
- Elizabeth Gonzalez-SussmanOlshan Frome Wolosky LLPFirst linked Apr 2016 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.12×
- Keith D. PisaniPaul HastingsFirst linked Aug 2015 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 0.32× · Went dark 0.00× · 95% wipeout 0.78×
- Michael L. ZupponePaul HastingsFirst linked Aug 2015 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 0.42× · Went dark 0.00× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Steve WoloskyOlshan Frome Wolosky LLP | Aug 2016 | Named in a filing | 95 | 1.71 | 0.37 | 0.91 |
| Elizabeth Gonzalez-SussmanOlshan Frome Wolosky LLP | Apr 2016 | Named in SEC correspondence | 21 | 0.00 | 0.00 | 1.12 |
| Keith D. PisaniPaul Hastings | Aug 2015 | Named in SEC correspondence | 22 | 0.32 | 0.00 | 0.78 |
| Michael L. ZupponePaul Hastings | Aug 2015 | Named in SEC correspondence | 20 | 0.42 | 0.00 | 0.94 |