Unique Fabricating, Inc. UFAB (last ticker on record)
CIK 1617669Its SEC filings (opens in a new tab)
- Restatement
- 95% wipeout
- Restructuring
- Delisting notice (not a red flag)
- Bankruptcy
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 4
- Newest began Nov 2023
- Largest fall in its shares
- 98%
- Nov 2016 to Apr 2023
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Polsinelli PCFirst linked Sep 2014 · Named in SEC correspondence · 82 linked companiesSEC/DOJ scrutiny 1.22× · Went dark 0.81× · 95% wipeout 1.36×
- Sills Cummis & GrossFirst linked Sep 2014 · Named in SEC correspondence · 44 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.82× · 95% wipeout 0.93×
- Dickinson WrightFirst linked Sep 2014 · Text search only · 104 linked companiesSEC/DOJ scrutiny 1.20× · Went dark 1.73× · 95% wipeout 1.43×
- Frost Brown ToddFirst linked Sep 2014 · Text search only · 90 linked companiesSEC/DOJ scrutiny 0.64× · Went dark 0.00× · 95% wipeout 1.05×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Polsinelli PC | Sep 2014 | Named in SEC correspondence | 82 | 1.22 | 0.81 | 1.36 |
| Sills Cummis & Gross | Sep 2014 | Named in SEC correspondence | 44 | 1.02 | 0.82 | 0.93 |
| Dickinson Wright | Sep 2014 | Text search only | 104 | 1.20 | 1.73 | 1.43 |
| Frost Brown Todd | Sep 2014 | Text search only | 90 | 0.64 | 0.00 | 1.05 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Steven L. WassermanDLA PiperFirst linked Jun 2015 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 1.37× · Went dark 0.00× · 95% wipeout 1.95×
- Steven F. WassermanBernstein & Wasserman, LLPFirst linked Jun 2015 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 0.74× · Went dark 0.97× · 95% wipeout 1.47×
- Donald E. FigliuloBryan CaveFirst linked Sep 2014 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 2.34× · Went dark 0.00× · 95% wipeout 2.60×
- Ira A. RosenbergSills Cummis & GrossFirst linked Sep 2014 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 2.06× · Went dark 0.00× · 95% wipeout 2.60×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Steven L. WassermanDLA Piper | Jun 2015 | Named in SEC correspondence | 9 | 1.37 | 0.00 | 1.95 |
| Steven F. WassermanBernstein & Wasserman, LLP | Jun 2015 | Named in SEC correspondence | 13 | 0.74 | 0.97 | 1.47 |
| Donald E. FigliuloBryan Cave | Sep 2014 | Named in SEC correspondence | 12 | 2.34 | 0.00 | 2.60 |
| Ira A. RosenbergSills Cummis & Gross | Sep 2014 | Named in SEC correspondence | 10 | 2.06 | 0.00 | 2.60 |