Fifth Street Asset Management Inc. FSAM (last ticker on record)
CIK 1611988Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jul 2017
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions an SEC subpoenaForm 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Dechert LLPFirst linked Jan 2017 · Named in SEC correspondence · 434 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.41× · 95% wipeout 0.96×
- Fried FrankFirst linked Jul 2014 · Named in SEC correspondence · 540 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.24× · 95% wipeout 0.94×
- Proskauer RoseFirst linked Jul 2014 · Named in SEC correspondence · 492 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.48× · 95% wipeout 1.08×
- Dewey & LeBoeuf LLPFirst linked Sep 2014 · Text search only · 126 linked companiesSEC/DOJ scrutiny 1.60× · Went dark 0.00× · 95% wipeout 0.15×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Dechert LLP | Jan 2017 | Named in SEC correspondence | 434 | 0.84 | 0.41 | 0.96 |
| Fried Frank | Jul 2014 | Named in SEC correspondence | 540 | 1.33 | 0.24 | 0.94 |
| Proskauer Rose | Jul 2014 | Named in SEC correspondence | 492 | 1.15 | 0.48 | 1.08 |
| Dewey & LeBoeuf LLP | Sep 2014 | Text search only | 126 | 1.60 | 0.00 | 0.15 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Matthew J. CarterDechert LLPFirst linked Feb 2017 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 1.41× · Went dark 0.00× · 95% wipeout 0.00×
- William J. TuttleDechert LLPFirst linked Jan 2017 · Named in SEC correspondence · 16 linked companiesSEC/DOJ scrutiny 1.84× · Went dark 0.00× · 95% wipeout 0.00×
- Julie M. AllenProskauer RoseFirst linked Dec 2016 · Named in SEC correspondence · 41 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 0.50× · 95% wipeout 1.38×
- Andrea S. RattnerProskauer RoseFirst linked Oct 2014 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 2.05× · Went dark 0.00× · 95% wipeout 0.00×
- Frank LopezPaul HastingsFirst linked Oct 2014 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 2.36× · Went dark 0.00× · 95% wipeout 1.20×
- Frank J. LopezProskauer RoseFirst linked Jul 2014 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 1.42× · Went dark 0.00× · 95% wipeout 1.30×
- Robin M. FeinerProskauer RoseFirst linked Jul 2014 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 2.02× · Went dark 0.00× · 95% wipeout 0.00×
- Stuart H. GelfondFried FrankFirst linked Jul 2014 · Named in SEC correspondence · 50 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.00× · 95% wipeout 1.01×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Matthew J. CarterDechert LLP | Feb 2017 | Named in a filing | 13 | 1.41 | 0.00 | 0.00 |
| William J. TuttleDechert LLP | Jan 2017 | Named in SEC correspondence | 16 | 1.84 | 0.00 | 0.00 |
| Julie M. AllenProskauer Rose | Dec 2016 | Named in SEC correspondence | 41 | 1.49 | 0.50 | 1.38 |
| Andrea S. RattnerProskauer Rose | Oct 2014 | Named in a filing | 8 | 2.05 | 0.00 | 0.00 |
| Frank LopezPaul Hastings | Oct 2014 | Named in SEC correspondence | 27 | 2.36 | 0.00 | 1.20 |
| Frank J. LopezProskauer Rose | Jul 2014 | Named in SEC correspondence | 17 | 1.42 | 0.00 | 1.30 |
| Robin M. FeinerProskauer Rose | Jul 2014 | Named in SEC correspondence | 5 | 2.02 | 0.00 | 0.00 |
| Stuart H. GelfondFried Frank | Jul 2014 | Named in SEC correspondence | 50 | 1.09 | 0.00 | 1.01 |