Roan Holdings Group Co., Ltd. CLDC (last ticker on record)
CIK 1611852Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Pillsbury WinthropFirst linked Jan 2023 · Named in SEC correspondence · 517 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.82× · 95% wipeout 1.24×
- Loeb & Loeb LLPFirst linked May 2017 · Named in a filing · 842 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.99× · 95% wipeout 1.13×
- Ellenoff Grossman & Schole LLPFirst linked Jul 2014 · Named in SEC correspondence · 964 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 1.12× · 95% wipeout 1.21×
- Graubard MillerFirst linked Jul 2014 · Text search only · 418 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.75× · 95% wipeout 1.15×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Pillsbury Winthrop | Jan 2023 | Named in SEC correspondence | 517 | 1.13 | 0.82 | 1.24 |
| Loeb & Loeb LLP | May 2017 | Named in a filing | 842 | 0.92 | 0.99 | 1.13 |
| Ellenoff Grossman & Schole LLP | Jul 2014 | Named in SEC correspondence | 964 | 0.95 | 1.12 | 1.21 |
| Graubard Miller | Jul 2014 | Text search only | 418 | 0.92 | 0.75 | 1.15 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Stephen M. WurzburgPillsbury WinthropFirst linked Jan 2023 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 0.00× · 95% wipeout 1.11×
- Lawrence S. VenickLoeb & Loeb LLPFirst linked May 2017 · Named in SEC correspondence · 165 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.42× · 95% wipeout 1.13×
- Jessica YuanEllenoff Grossman & Schole LLPFirst linked Jun 2016 · Named in SEC correspondence · 46 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 1.16× · 95% wipeout 1.50×
- Barry I. GrossmanEllenoff Grossman & Schole LLPFirst linked Jul 2014 · Named in a filing · 187 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 1.26× · 95% wipeout 1.35×
- Stuart NeuhauserEllenoff Grossman & Schole LLPFirst linked Jul 2014 · Named in SEC correspondence · 417 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.42× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Stephen M. WurzburgPillsbury Winthrop | Jan 2023 | Named in SEC correspondence | 7 | 1.19 | 0.00 | 1.11 |
| Lawrence S. VenickLoeb & Loeb LLP | May 2017 | Named in SEC correspondence | 165 | 0.84 | 0.42 | 1.13 |
| Jessica YuanEllenoff Grossman & Schole LLP | Jun 2016 | Named in SEC correspondence | 46 | 0.00 | 1.16 | 1.50 |
| Barry I. GrossmanEllenoff Grossman & Schole LLP | Jul 2014 | Named in a filing | 187 | 0.98 | 1.26 | 1.35 |
| Stuart NeuhauserEllenoff Grossman & Schole LLP | Jul 2014 | Named in SEC correspondence | 417 | 0.79 | 0.42 | 1.02 |