UBS Group AG UBS (last ticker on record)
CIK 1610520Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Cleary Gottlieb Steen & HamiltonFirst linked Jun 2023 · Named in a filing · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.72×
- Davis PolkFirst linked Apr 2023 · Named in SEC correspondence · 1,696 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.06× · 95% wipeout 0.99×
- Debevoise & PlimptonFirst linked Dec 2018 · Named in a filing · 424 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.14× · 95% wipeout 0.98×
- Sullivan & CromwellFirst linked Jun 2014 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
- Anthony L.G., PLLCFirst linked May 2023 · Text search only · 136 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 1.92× · 95% wipeout 1.05×
- Gibson, Dunn & Crutcher LLPFirst linked Jun 2014 · Text search only · 1,125 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.20× · 95% wipeout 0.95×
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Jun 2014 · Text search only · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.81×
- Shearman & SterlingFirst linked Jun 2014 · Text search only · 2,650 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.84×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Cleary Gottlieb Steen & Hamilton | Jun 2023 | Named in a filing | 741 | 1.31 | 0.12 | 0.72 |
| Davis Polk | Apr 2023 | Named in SEC correspondence | 1,696 | 1.25 | 0.06 | 0.99 |
| Debevoise & Plimpton | Dec 2018 | Named in a filing | 424 | 1.10 | 0.14 | 0.98 |
| Sullivan & Cromwell | Jun 2014 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.66 |
| Anthony L.G., PLLC | May 2023 | Text search only | 136 | 1.02 | 1.92 | 1.05 |
| Gibson, Dunn & Crutcher LLP | Jun 2014 | Text search only | 1,125 | 1.23 | 0.20 | 0.95 |
| Paul Weiss Rifkind Wharton & Garrison | Jun 2014 | Text search only | 826 | 1.02 | 0.18 | 0.81 |
| Shearman & Sterling | Jun 2014 | Text search only | 2,650 | 1.21 | 0.13 | 0.84 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- John Horsfield-BradburySullivan & CromwellFirst linked Jun 2023 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.00× · 95% wipeout 0.00×
- Sebastian R. SperberCleary Gottlieb Steen & HamiltonFirst linked Jun 2023 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 1.35× · Went dark 0.00× · 95% wipeout 0.78×
- Evan RosenDavis PolkFirst linked Apr 2023 · Named in SEC correspondence · 16 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.00× · 95% wipeout 1.16×
- John B. MeadeDavis PolkFirst linked Apr 2023 · Named in SEC correspondence · 33 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.00× · 95% wipeout 0.81×
- Marc O. WilliamsDavis PolkFirst linked Apr 2023 · Named in SEC correspondence · 26 linked companiesSEC/DOJ scrutiny 1.70× · Went dark 0.00× · 95% wipeout 0.36×
- David B. RockwellSullivan & CromwellFirst linked Jun 2014 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 2.13× · Went dark 0.00× · 95% wipeout 0.00×
- Credit Suisse AGCleary Gottlieb Steen & HamiltonFirst linked Jun 2023 · Text search only · 27 linked companiesSEC/DOJ scrutiny 1.92× · Went dark 0.00× · 95% wipeout 1.47×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| John Horsfield-BradburySullivan & Cromwell | Jun 2023 | Named in SEC correspondence | 13 | 1.10 | 0.00 | 0.00 |
| Sebastian R. SperberCleary Gottlieb Steen & Hamilton | Jun 2023 | Named in a filing | 13 | 1.35 | 0.00 | 0.78 |
| Evan RosenDavis Polk | Apr 2023 | Named in SEC correspondence | 16 | 1.03 | 0.00 | 1.16 |
| John B. MeadeDavis Polk | Apr 2023 | Named in SEC correspondence | 33 | 1.12 | 0.00 | 0.81 |
| Marc O. WilliamsDavis Polk | Apr 2023 | Named in SEC correspondence | 26 | 1.70 | 0.00 | 0.36 |
| David B. RockwellSullivan & Cromwell | Jun 2014 | Named in SEC correspondence | 8 | 2.13 | 0.00 | 0.00 |
| Credit Suisse AGCleary Gottlieb Steen & Hamilton | Jun 2023 | Text search only | 27 | 1.92 | 0.00 | 1.47 |