LUB LIQUIDATING TRUST LUB (last ticker on record)
CIK 16099Its SEC filings (opens in a new tab)
- Restatement
- Restructuring
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Mar 2020
- Largest fall in its shares
- 96%
- Mar 2006 to Mar 2020
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Kleinberg Kaplan Wolff & CohenFirst linked Dec 2018 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 3.69× · 95% wipeout 1.35×
- Sidley AustinFirst linked Dec 2018 · Named in SEC correspondence · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Andrews Kurth LLPFirst linked Jan 2013 · Named in a filing · 398 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.35× · 95% wipeout 1.30×
- Bracewell LLPFirst linked Jun 2006 · Named in SEC correspondence · 247 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.31× · 95% wipeout 1.03×
- Olshan Frome Wolosky LLPFirst linked Nov 2007 · Text search only · 390 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 0.86× · 95% wipeout 1.22×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Kleinberg Kaplan Wolff & Cohen | Dec 2018 | Named in SEC correspondence | 27 | 1.26 | 3.69 | 1.35 |
| Sidley Austin | Dec 2018 | Named in SEC correspondence | 1,210 | 1.30 | 0.14 | 0.93 |
| Andrews Kurth LLP | Jan 2013 | Named in a filing | 398 | 1.27 | 0.35 | 1.30 |
| Bracewell LLP | Jun 2006 | Named in SEC correspondence | 247 | 0.93 | 0.31 | 1.03 |
| Olshan Frome Wolosky LLP | Nov 2007 | Text search only | 390 | 1.38 | 0.86 | 1.22 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sara von AlthannSidley AustinFirst linked Sep 2024 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 2.58× · Went dark 0.00× · 95% wipeout 0.84×
- Sonia BarrosSidley AustinFirst linked Sep 2024 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 0.55× · Went dark 0.00× · 95% wipeout 0.00×
- Kai Haakon E. LiekefettSidley AustinFirst linked Dec 2018 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 2.23× · Went dark 0.00× · 95% wipeout 0.90×
- Christopher P. DavisKleinberg Kaplan Wolff & CohenFirst linked Nov 2017 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.65× · Went dark 4.87× · 95% wipeout 1.91×
- George J. VlahakosAndrews Kurth LLPFirst linked Jan 2013 · Named in SEC correspondence · 30 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.00× · 95% wipeout 0.82×
- William S. AndersonBracewell LLPFirst linked Jun 2006 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 0.32× · Went dark 0.00× · 95% wipeout 1.03×
- Yehuda MarkovitsOlshan Frome Wolosky LLPFirst linked Nov 2007 · Text search only · 6 linked companiesSEC/DOJ scrutiny 2.16× · Went dark 0.00× · 95% wipeout 1.78×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sara von AlthannSidley Austin | Sep 2024 | Named in SEC correspondence | 8 | 2.58 | 0.00 | 0.84 |
| Sonia BarrosSidley Austin | Sep 2024 | Named in SEC correspondence | 21 | 0.55 | 0.00 | 0.00 |
| Kai Haakon E. LiekefettSidley Austin | Dec 2018 | Named in SEC correspondence | 29 | 2.23 | 0.00 | 0.90 |
| Christopher P. DavisKleinberg Kaplan Wolff & Cohen | Nov 2017 | Named in SEC correspondence | 17 | 0.65 | 4.87 | 1.91 |
| George J. VlahakosAndrews Kurth LLP | Jan 2013 | Named in SEC correspondence | 30 | 1.02 | 0.00 | 0.82 |
| William S. AndersonBracewell LLP | Jun 2006 | Named in SEC correspondence | 20 | 0.32 | 0.00 | 1.03 |
| Yehuda MarkovitsOlshan Frome Wolosky LLP | Nov 2007 | Text search only | 6 | 2.16 | 0.00 | 1.78 |