Northern Power Systems Corp. NPS (last ticker on record)
CIK 1605997Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
- Went dark (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began May 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fasken MartineauFirst linked Dec 2014 · Named in SEC correspondence · 126 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.37× · 95% wipeout 0.87×
- Goodwin ProcterFirst linked Dec 2014 · Named in SEC correspondence · 1,221 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.31× · 95% wipeout 1.17×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fasken Martineau | Dec 2014 | Named in SEC correspondence | 126 | 1.03 | 0.37 | 0.87 |
| Goodwin Procter | Dec 2014 | Named in SEC correspondence | 1,221 | 0.79 | 0.31 | 1.17 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Theodore GhorraRimon P.C.First linked Jan 2015 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 1.89× · Went dark 16.46× · 95% wipeout 0.54×
- Kenneth J. GordonGoodwin ProcterFirst linked Dec 2014 · Named in SEC correspondence · 25 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 1.09× · 95% wipeout 0.41×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Theodore GhorraRimon P.C. | Jan 2015 | Named in a filing | 8 | 1.89 | 16.46 | 0.54 |
| Kenneth J. GordonGoodwin Procter | Dec 2014 | Named in SEC correspondence | 25 | 1.18 | 1.09 | 0.41 |