Virtu Financial, Inc. VIRT (last ticker on record)
CIK 1592386Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Apr 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Simpson Thacher & BartlettFirst linked Feb 2014 · Named in SEC correspondence · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Davis PolkFirst linked Dec 2013 · Named in SEC correspondence · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Dec 2013 · Named in SEC correspondence · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.83×
- Cravath Swaine & MooreFirst linked Feb 2015 · Text search only · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.85×
- Bracewell LLPFirst linked Feb 2014 · Text search only · 247 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.31× · 95% wipeout 1.03×
- Morgan LewisFirst linked Dec 2013 · Text search only · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Simpson Thacher & Bartlett | Feb 2014 | Named in SEC correspondence | 1,396 | 1.28 | 0.11 | 0.92 |
| Davis Polk | Dec 2013 | Named in SEC correspondence | 1,694 | 1.26 | 0.06 | 1.02 |
| Paul Weiss Rifkind Wharton & Garrison | Dec 2013 | Named in SEC correspondence | 826 | 1.02 | 0.18 | 0.83 |
| Cravath Swaine & Moore | Feb 2015 | Text search only | 839 | 1.29 | 0.03 | 0.85 |
| Bracewell LLP | Feb 2014 | Text search only | 247 | 0.93 | 0.31 | 1.03 |
| Morgan Lewis | Dec 2013 | Text search only | 1,028 | 1.18 | 0.31 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- William H. Hinman Jr.Simpson Thacher & BartlettFirst linked Nov 2015 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 2.18× · Went dark 0.00× · 95% wipeout 1.11×
- Patricia Vaz de AlmeidaPaul Weiss Rifkind Wharton & GarrisonFirst linked Jan 2015 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 1.94× · Went dark 0.00× · 95% wipeout 0.00×
- John C. KennedyPaul Weiss Rifkind Wharton & GarrisonFirst linked Dec 2013 · Named in SEC correspondence · 88 linked companiesSEC/DOJ scrutiny 1.22× · Went dark 0.00× · 95% wipeout 0.89×
- Michael KaplanDavis PolkFirst linked Dec 2013 · Named in SEC correspondence · 112 linked companiesSEC/DOJ scrutiny 1.20× · Went dark 0.00× · 95% wipeout 0.89×
- Damien R. ZoubekCravath Swaine & MooreFirst linked Feb 2015 · Text search only · 28 linked companiesSEC/DOJ scrutiny 1.73× · Went dark 0.00× · 95% wipeout 0.60×
- Ting S. ChenCravath Swaine & MooreFirst linked Feb 2015 · Text search only · 20 linked companiesSEC/DOJ scrutiny 1.95× · Went dark 0.00× · 95% wipeout 0.92×
- Jeffrey D. MarellPaul Weiss Rifkind Wharton & GarrisonFirst linked Mar 2014 · Text search only · 54 linked companiesSEC/DOJ scrutiny 1.80× · Went dark 0.00× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| William H. Hinman Jr.Simpson Thacher & Bartlett | Nov 2015 | Named in SEC correspondence | 39 | 2.18 | 0.00 | 1.11 |
| Patricia Vaz de AlmeidaPaul Weiss Rifkind Wharton & Garrison | Jan 2015 | Named in SEC correspondence | 7 | 1.94 | 0.00 | 0.00 |
| John C. KennedyPaul Weiss Rifkind Wharton & Garrison | Dec 2013 | Named in SEC correspondence | 88 | 1.22 | 0.00 | 0.89 |
| Michael KaplanDavis Polk | Dec 2013 | Named in SEC correspondence | 112 | 1.20 | 0.00 | 0.89 |
| Damien R. ZoubekCravath Swaine & Moore | Feb 2015 | Text search only | 28 | 1.73 | 0.00 | 0.60 |
| Ting S. ChenCravath Swaine & Moore | Feb 2015 | Text search only | 20 | 1.95 | 0.00 | 0.92 |
| Jeffrey D. MarellPaul Weiss Rifkind Wharton & Garrison | Mar 2014 | Text search only | 54 | 1.80 | 0.00 | 0.94 |