Axsome Therapeutics, Inc. AXSM (last ticker on record)
CIK 1579428Its SEC filings (opens in a new tab)
- Restatement
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jul 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- DLA PiperFirst linked Aug 2018 · Named in a filing · 1,185 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.17×
- Morgan LewisFirst linked Aug 2015 · Named in SEC correspondence · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.01×
- Orrick, Herrington & Sutcliffe LLPFirst linked Aug 2015 · Named in SEC correspondence · 500 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.61× · 95% wipeout 1.06×
- K&L GatesFirst linked Nov 2015 · Text search only · 723 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.35× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| DLA Piper | Aug 2018 | Named in a filing | 1,185 | 1.00 | 0.45 | 1.17 |
| Morgan Lewis | Aug 2015 | Named in SEC correspondence | 1,028 | 1.18 | 0.31 | 1.01 |
| Orrick, Herrington & Sutcliffe LLP | Aug 2015 | Named in SEC correspondence | 500 | 1.10 | 0.61 | 1.06 |
| K&L Gates | Nov 2015 | Text search only | 723 | 1.06 | 1.35 | 1.20 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Brian B. MargolisHunter Taubman FischerFirst linked Aug 2015 · Named in SEC correspondence · 35 linked companiesSEC/DOJ scrutiny 0.69× · Went dark 0.96× · 95% wipeout 1.29×
- Emilio RagosaMorgan LewisFirst linked Aug 2015 · Named in SEC correspondence · 18 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.06×
- Investment BankingFirst linked Aug 2015 · Text search only · 454 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 1.19× · 95% wipeout 1.28×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Brian B. MargolisHunter Taubman Fischer | Aug 2015 | Named in SEC correspondence | 35 | 0.69 | 0.96 | 1.29 |
| Emilio RagosaMorgan Lewis | Aug 2015 | Named in SEC correspondence | 18 | 0.00 | 0.00 | 1.06 |
| Investment Banking | Aug 2015 | Text search only | 454 | 0.92 | 1.19 | 1.28 |