CAPSTONE FINANCIAL GROUP, INC. CAPP (last ticker on record)
CIK 1558432Its SEC filings (opens in a new tab)
- Restatement
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2014
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Stradling Yocca Carlson & RauthFirst linked Oct 2015 · Named in SEC correspondence · 165 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 1.37× · 95% wipeout 1.37×
- Stoecklein Law GroupFirst linked Oct 2012 · Named in SEC correspondence · 54 linked companiesSEC/DOJ scrutiny 1.88× · Went dark 1.32× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Stradling Yocca Carlson & Rauth | Oct 2015 | Named in SEC correspondence | 165 | 1.18 | 1.37 | 1.37 |
| Stoecklein Law Group | Oct 2012 | Named in SEC correspondence | 54 | 1.88 | 1.32 | 0.94 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Hayden J. TrubittStradling Yocca Carlson & RauthFirst linked Jun 2015 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 0.99× · Went dark 1.28× · 95% wipeout 1.33×
- Donald J. StoeckleinStoecklein Law GroupFirst linked Oct 2012 · Named in a filing · 50 linked companiesSEC/DOJ scrutiny 1.55× · Went dark 1.48× · 95% wipeout 1.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Hayden J. TrubittStradling Yocca Carlson & Rauth | Jun 2015 | Named in SEC correspondence | 21 | 0.99 | 1.28 | 1.33 |
| Donald J. StoeckleinStoecklein Law Group | Oct 2012 | Named in a filing | 50 | 1.55 | 1.48 | 1.00 |