Notis Global, Inc. NGBL (last ticker on record)
CIK 1547996Its SEC filings (opens in a new tab)
- Restatement
- Restructuring
- SEC/DOJ scrutiny
- Went dark (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Mar 2017
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- A filing mentions a grand jury subpoenaForm 10-Q (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 10-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- A filing mentions a grand jury subpoenaForm 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fennemore CraigFirst linked Apr 2015 · Named in a filing · 99 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.59× · 95% wipeout 1.10×
- Manatt, Phelps & Phillips, LLPFirst linked Jan 2015 · Named in SEC correspondence · 169 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.82× · 95% wipeout 1.25×
- Sichenzia Ross Ference LLPFirst linked Mar 2014 · Named in SEC correspondence · 1,005 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.62× · 95% wipeout 1.26×
- Ober Kaler Grimes & ShriverFirst linked Jul 2013 · Named in a filing · 32 linked companiesSEC/DOJ scrutiny 0.75× · Went dark 0.72× · 95% wipeout 0.64×
- Snell & WilmerFirst linked Apr 2013 · Text search only · 244 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 1.19× · 95% wipeout 1.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fennemore Craig | Apr 2015 | Named in a filing | 99 | 1.13 | 0.59 | 1.10 |
| Manatt, Phelps & Phillips, LLP | Jan 2015 | Named in SEC correspondence | 169 | 0.88 | 0.82 | 1.25 |
| Sichenzia Ross Ference LLP | Mar 2014 | Named in SEC correspondence | 1,005 | 1.27 | 1.62 | 1.26 |
| Ober Kaler Grimes & Shriver | Jul 2013 | Named in a filing | 32 | 0.75 | 0.72 | 0.64 |
| Snell & Wilmer | Apr 2013 | Text search only | 244 | 1.34 | 1.19 | 1.38 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jeff CahlonSichenzia Ross Ference LLPFirst linked Apr 2014 · Named in SEC correspondence · 65 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 1.41× · 95% wipeout 1.24×
- Darrin M. OcasioSichenzia Ross Ference LLPFirst linked Mar 2014 · Named in SEC correspondence · 143 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 1.72× · 95% wipeout 1.16×
- Penny Somer-GreifBaker, Donelson, Bearman, Caldwell & Berkowitz, PCFirst linked Jul 2013 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 1.96× · Went dark 3.58× · 95% wipeout 3.45×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jeff CahlonSichenzia Ross Ference LLP | Apr 2014 | Named in SEC correspondence | 65 | 1.30 | 1.41 | 1.24 |
| Darrin M. OcasioSichenzia Ross Ference LLP | Mar 2014 | Named in SEC correspondence | 143 | 1.16 | 1.72 | 1.16 |
| Penny Somer-GreifBaker, Donelson, Bearman, Caldwell & Berkowitz, PC | Jul 2013 | Named in SEC correspondence | 9 | 1.96 | 3.58 | 3.45 |