CARDAX, INC. CDXI (last ticker on record)
CIK 1544238Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Dec 2017
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 1
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Herrick, Feinstein LLPFirst linked May 2014 · Named in SEC correspondence · 47 linked companiesSEC/DOJ scrutiny 0.53× · Went dark 1.94× · 95% wipeout 0.32×
- FRANK J. HARITON ATTORNEY - AT - LAWFirst linked Jul 2012 · Named in SEC correspondence · 33 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 1.12× · 95% wipeout 0.88×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Feb 2017 · Text search only · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- Stroock & Stroock & LavanFirst linked Feb 2017 · Text search only · 178 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.78× · 95% wipeout 0.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Herrick, Feinstein LLP | May 2014 | Named in SEC correspondence | 47 | 0.53 | 1.94 | 0.32 |
| FRANK J. HARITON ATTORNEY - AT - LAW | Jul 2012 | Named in SEC correspondence | 33 | 0.58 | 1.12 | 0.88 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Feb 2017 | Text search only | 2,607 | 1.15 | 0.19 | 0.85 |
| Stroock & Stroock & Lavan | Feb 2017 | Text search only | 178 | 0.98 | 0.78 | 0.96 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Frank J. HaritonFRANK J. HARITON ATTORNEY - AT - LAW | May 2012 | Named in SEC correspondence | 52 | 0.77 | 0.83 | 0.75 |