CU Bancorp CUNB (last ticker on record)
CIK 1543643Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Jul 2017 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Manatt, Phelps & Phillips, LLPFirst linked Oct 2015 · Named in a filing · 169 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.82× · 95% wipeout 1.25×
- Horgan, Rosen, Beckham & Coren, L.L.P.First linked Apr 2012 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.59× · Went dark 0.87× · 95% wipeout 1.46×
- Katten Muchin Rosenman LLPFirst linked Aug 2014 · Text search only · 268 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 0.58× · 95% wipeout 1.22×
- King, Holmes, Paterno & Berliner, LLPFirst linked Aug 2014 · Text search only · 9 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- McDermott Will & EmeryFirst linked Aug 2014 · Text search only · 562 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.60× · 95% wipeout 1.14×
- Buchalter Nemer a professional corporationFirst linked Jun 2012 · Text search only · 17 linked companiesSEC/DOJ scrutiny 0.40× · Went dark 1.18× · 95% wipeout 1.37×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Jul 2017 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.69 |
| Manatt, Phelps & Phillips, LLP | Oct 2015 | Named in a filing | 169 | 0.88 | 0.82 | 1.25 |
| Horgan, Rosen, Beckham & Coren, L.L.P. | Apr 2012 | Named in SEC correspondence | 17 | 0.59 | 0.87 | 1.46 |
| Katten Muchin Rosenman LLP | Aug 2014 | Text search only | 268 | 0.76 | 0.58 | 1.22 |
| King, Holmes, Paterno & Berliner, LLP | Aug 2014 | Text search only | 9 | 0.00 | 0.00 | 0.00 |
| McDermott Will & Emery | Aug 2014 | Text search only | 562 | 0.97 | 0.60 | 1.14 |
| Buchalter Nemer a professional corporation | Jun 2012 | Text search only | 17 | 0.40 | 1.18 | 1.37 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Craig D. MillerManatt, Phelps & Phillips, LLPFirst linked Nov 2015 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 1.07×
- Barbara S. PolskyManatt, Phelps & Phillips, LLPFirst linked Oct 2015 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 2.14×
- Arthur A. CorenHorgan, Rosen, Beckham & Coren, L.L.P.First linked Apr 2012 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.20×
- S. Alan RosenHorgan, Rosen, Beckham & Coren, L.L.P.First linked Jun 2012 · Text search only · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Gary Steven FindleyGARY STEVEN FINDLEY & ASSOCIATESFirst linked Apr 2012 · Text search only · 19 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.88× · 95% wipeout 1.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Craig D. MillerManatt, Phelps & Phillips, LLP | Nov 2015 | Named in SEC correspondence | 22 | 0.95 | 0.00 | 1.07 |
| Barbara S. PolskyManatt, Phelps & Phillips, LLP | Oct 2015 | Named in a filing | 5 | 0.00 | 0.00 | 2.14 |
| Arthur A. CorenHorgan, Rosen, Beckham & Coren, L.L.P. | Apr 2012 | Named in SEC correspondence | 7 | 0.00 | 0.00 | 1.20 |
| S. Alan RosenHorgan, Rosen, Beckham & Coren, L.L.P. | Jun 2012 | Text search only | 11 | 0.00 | 0.00 | 0.00 |
| Gary Steven FindleyGARY STEVEN FINDLEY & ASSOCIATES | Apr 2012 | Text search only | 19 | 0.00 | 0.88 | 1.76 |