BATS Global Markets, Inc. BATS (last ticker on record)
CIK 1519917Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Davis PolkFirst linked May 2011 · Named in SEC correspondence · 1,696 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.06× · 95% wipeout 0.99×
- Foley & LardnerFirst linked May 2011 · Text search only · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 0.98×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Davis Polk | May 2011 | Named in SEC correspondence | 1,696 | 1.25 | 0.06 | 0.99 |
| Foley & Lardner | May 2011 | Text search only | 498 | 1.00 | 0.71 | 0.98 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jean M. McLoughlinDavis PolkFirst linked Mar 2012 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.00× · 95% wipeout 0.39×
- Deanna L. KirkpatrickDavis PolkFirst linked May 2011 · Named in SEC correspondence · 113 linked companiesSEC/DOJ scrutiny 1.73× · Went dark 0.00× · 95% wipeout 0.75×
- Patrick DaughertyFoley & LardnerFirst linked Mar 2012 · Text search only · 14 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.00× · 95% wipeout 1.44×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jean M. McLoughlinDavis Polk | Mar 2012 | Named in a filing | 24 | 1.27 | 0.00 | 0.39 |
| Deanna L. KirkpatrickDavis Polk | May 2011 | Named in SEC correspondence | 113 | 1.73 | 0.00 | 0.75 |
| Patrick DaughertyFoley & Lardner | Mar 2012 | Text search only | 14 | 1.15 | 0.00 | 1.44 |