UMAX GROUP CORP
CIK 1517709Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jun 2014
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 1
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Far more SEC letters than usualSEC letter (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Carrillo Huettel, LLP | May 2011 | Named in a filing | 59 | 2.18 | 3.06 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Wade D. HuettelCarrillo Huettel, LLPFirst linked Jun 2011 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 2.87× · Went dark 2.03× · 95% wipeout 1.18×
- Luis CarrilloSteadyLaw Group, LLPFirst linked Jun 2011 · Text search only · 24 linked companiesSEC/DOJ scrutiny 4.06× · Went dark 1.88× · 95% wipeout 1.07×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Wade D. HuettelCarrillo Huettel, LLP | Jun 2011 | Named in SEC correspondence | 15 | 2.87 | 2.03 | 1.18 |
| Luis CarrilloSteadyLaw Group, LLP | Jun 2011 | Text search only | 24 | 4.06 | 1.88 | 1.07 |