RBB Bancorp RBB (last ticker on record)
CIK 1499422Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Arnold & PorterFirst linked Jun 2018 · Named in SEC correspondence · 254 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.11× · 95% wipeout 0.81×
- Holland & KnightFirst linked May 2017 · Named in SEC correspondence · 413 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 0.82× · 95% wipeout 1.21×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Arnold & Porter | Jun 2018 | Named in SEC correspondence | 254 | 1.03 | 0.11 | 0.81 |
| Holland & Knight | May 2017 | Named in SEC correspondence | 413 | 1.16 | 0.82 | 1.21 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Shawn M. TurnerHolland & KnightFirst linked Aug 2020 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Robert C. Azarow[Thacher Proffitt LLP Letterhead]First linked Jun 2018 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 2.89× · 95% wipeout 1.41×
- Jeffrey D. HaasPatton BoggsFirst linked May 2017 · Named in SEC correspondence · 28 linked companiesSEC/DOJ scrutiny 0.52× · Went dark 0.82× · 95% wipeout 0.64×
- Loren P. HansenKnecht & HansenFirst linked May 2017 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Norman B. AntinPatton BoggsFirst linked May 2017 · Named in SEC correspondence · 24 linked companiesSEC/DOJ scrutiny 0.56× · Went dark 0.88× · 95% wipeout 0.77×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Shawn M. TurnerHolland & Knight | Aug 2020 | Named in SEC correspondence | 12 | 0.00 | 0.00 | 0.00 |
| Robert C. Azarow[Thacher Proffitt LLP Letterhead] | Jun 2018 | Named in SEC correspondence | 15 | 1.06 | 2.89 | 1.41 |
| Jeffrey D. HaasPatton Boggs | May 2017 | Named in SEC correspondence | 28 | 0.52 | 0.82 | 0.64 |
| Loren P. HansenKnecht & Hansen | May 2017 | Named in SEC correspondence | 7 | 0.00 | 0.00 | 0.00 |
| Norman B. AntinPatton Boggs | May 2017 | Named in SEC correspondence | 24 | 0.56 | 0.88 | 0.77 |