EMERGENT CAPITAL, INC. EMGC (last ticker on record)
CIK 1494448Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Restructuring
- Bankruptcy
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Jan 2021
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 13
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Holland & KnightFirst linked Apr 2017 · Named in SEC correspondence · 413 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.82× · 95% wipeout 1.19×
- Kelley Drye & WarrenFirst linked Apr 2017 · Named in a filing · 152 linked companiesSEC/DOJ scrutiny 1.24× · Went dark 0.53× · 95% wipeout 1.21×
- Foley & LardnerFirst linked Aug 2010 · Named in SEC correspondence · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 1.02×
- Stroock & Stroock & LavanFirst linked Jun 2017 · Text search only · 178 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.78× · 95% wipeout 0.96×
- Schulte Roth & ZabelFirst linked Nov 2010 · Text search only · 296 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.44× · 95% wipeout 0.99×
- Alston & BirdFirst linked Nov 2010 · Text search only · 583 linked companiesSEC/DOJ scrutiny 0.99× · Went dark 0.39× · 95% wipeout 0.79×
- Drinker Biddle & ReathFirst linked Nov 2010 · Text search only · 213 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.77× · 95% wipeout 1.25×
- Morris JamesFirst linked Nov 2010 · Text search only · 95 linked companiesSEC/DOJ scrutiny 1.62× · Went dark 0.42× · 95% wipeout 0.86×
- Saul EwingFirst linked Nov 2010 · Text search only · 100 linked companiesSEC/DOJ scrutiny 1.22× · Went dark 1.01× · 95% wipeout 1.14×
- Graubard MillerFirst linked Oct 2010 · Text search only · 418 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.75× · 95% wipeout 1.16×
- Sidley AustinFirst linked Oct 2010 · Text search only · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Greenberg TraurigFirst linked Aug 2010 · Text search only · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Verrill DanaFirst linked Aug 2010 · Text search only · 24 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.00× · 95% wipeout 0.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Holland & Knight | Apr 2017 | Named in SEC correspondence | 413 | 1.17 | 0.82 | 1.19 |
| Kelley Drye & Warren | Apr 2017 | Named in a filing | 152 | 1.24 | 0.53 | 1.21 |
| Foley & Lardner | Aug 2010 | Named in SEC correspondence | 498 | 1.00 | 0.71 | 1.02 |
| Stroock & Stroock & Lavan | Jun 2017 | Text search only | 178 | 0.98 | 0.78 | 0.96 |
| Schulte Roth & Zabel | Nov 2010 | Text search only | 296 | 0.93 | 0.44 | 0.99 |
| Alston & Bird | Nov 2010 | Text search only | 583 | 0.99 | 0.39 | 0.79 |
| Drinker Biddle & Reath | Nov 2010 | Text search only | 213 | 1.46 | 0.77 | 1.25 |
| Morris James | Nov 2010 | Text search only | 95 | 1.62 | 0.42 | 0.86 |
| Saul Ewing | Nov 2010 | Text search only | 100 | 1.22 | 1.01 | 1.14 |
| Graubard Miller | Oct 2010 | Text search only | 418 | 0.92 | 0.75 | 1.16 |
| Sidley Austin | Oct 2010 | Text search only | 1,210 | 1.30 | 0.14 | 0.93 |
| Greenberg Traurig | Aug 2010 | Text search only | 1,223 | 1.01 | 1.03 | 1.10 |
| Verrill Dana | Aug 2010 | Text search only | 24 | 1.34 | 0.00 | 0.38 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Carol W. ShermanKelley Drye & WarrenFirst linked Apr 2021 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 1.60× · Went dark 0.00× · 95% wipeout 2.64×
- Rodney H. BellHolland & KnightFirst linked Apr 2017 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 1.32× · 95% wipeout 0.45×
- John J. WolfelFoley & LardnerFirst linked Aug 2010 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.00× · 95% wipeout 1.65×
- Michael B. KirwanFoley & LardnerFirst linked Aug 2010 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 1.95× · Went dark 0.00× · 95% wipeout 2.68×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Carol W. ShermanKelley Drye & Warren | Apr 2021 | Named in a filing | 6 | 1.60 | 0.00 | 2.64 |
| Rodney H. BellHolland & Knight | Apr 2017 | Named in SEC correspondence | 14 | 1.26 | 1.32 | 0.45 |
| John J. WolfelFoley & Lardner | Aug 2010 | Named in a filing | 20 | 1.18 | 0.00 | 1.65 |
| Michael B. KirwanFoley & Lardner | Aug 2010 | Named in SEC correspondence | 17 | 1.95 | 0.00 | 2.68 |