Naugatuck Valley Financial Corp NVSL (last ticker on record)
CIK 1493552Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Oct 2011
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Kilpatrick TownsendFirst linked Mar 2011 · Named in SEC correspondence · 154 linked companiesSEC/DOJ scrutiny 0.48× · Went dark 0.00× · 95% wipeout 0.71×
- Kilpatrick StocktonFirst linked Jun 2010 · Named in SEC correspondence · 191 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.37× · 95% wipeout 0.91×
- Luse Gorman, PCFirst linked Jun 2010 · Named in a filing · 301 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.06× · 95% wipeout 0.21×
- Duane MorrisFirst linked Sep 2010 · Text search only · 413 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 1.28× · 95% wipeout 1.06×
- Saul EwingFirst linked Sep 2010 · Text search only · 100 linked companiesSEC/DOJ scrutiny 1.22× · Went dark 1.01× · 95% wipeout 1.14×
- Day Pitney LLPFirst linked Jun 2010 · Text search only · 69 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.00× · 95% wipeout 0.74×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Kilpatrick Townsend | Mar 2011 | Named in SEC correspondence | 154 | 0.48 | 0.00 | 0.71 |
| Kilpatrick Stockton | Jun 2010 | Named in SEC correspondence | 191 | 0.88 | 0.37 | 0.91 |
| Luse Gorman, PC | Jun 2010 | Named in a filing | 301 | 0.58 | 0.06 | 0.21 |
| Duane Morris | Sep 2010 | Text search only | 413 | 0.76 | 1.28 | 1.06 |
| Saul Ewing | Sep 2010 | Text search only | 100 | 1.22 | 1.01 | 1.14 |
| Day Pitney LLP | Jun 2010 | Text search only | 69 | 1.26 | 0.00 | 0.74 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Aaron M. KaslowKilpatrick TownsendFirst linked Jan 2016 · Named in a filing · 28 linked companiesSEC/DOJ scrutiny 0.36× · Went dark 0.00× · 95% wipeout 0.00×
- Suzanne A. WalkerKilpatrick TownsendFirst linked Jul 2011 · Named in a filing · 18 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Paul M. AguggiaMuldoon Murphy Faucette & Aguggia LLPFirst linked Jul 2010 · Named in a filing · 41 linked companiesSEC/DOJ scrutiny 0.57× · Went dark 0.00× · 95% wipeout 0.00×
- Sean P. KehoeKilpatrick TownsendFirst linked Jun 2010 · Named in a filing · 23 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Victor L. CangelosiLuse Gorman, PCFirst linked Jun 2010 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 0.26× · Went dark 0.00× · 95% wipeout 0.00×
- Eric S. KracovKilpatrick TownsendFirst linked Sep 2010 · Text search only · 36 linked companiesSEC/DOJ scrutiny 0.50× · Went dark 0.00× · 95% wipeout 0.29×
- Robert I. LipsherLuse Gorman, PCFirst linked Jun 2010 · Text search only · 33 linked companiesSEC/DOJ scrutiny 0.28× · Went dark 0.00× · 95% wipeout 0.57×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Aaron M. KaslowKilpatrick Townsend | Jan 2016 | Named in a filing | 28 | 0.36 | 0.00 | 0.00 |
| Suzanne A. WalkerKilpatrick Townsend | Jul 2011 | Named in a filing | 18 | 0.00 | 0.00 | 0.00 |
| Paul M. AguggiaMuldoon Murphy Faucette & Aguggia LLP | Jul 2010 | Named in a filing | 41 | 0.57 | 0.00 | 0.00 |
| Sean P. KehoeKilpatrick Townsend | Jun 2010 | Named in a filing | 23 | 0.00 | 0.00 | 0.00 |
| Victor L. CangelosiLuse Gorman, PC | Jun 2010 | Named in SEC correspondence | 39 | 0.26 | 0.00 | 0.00 |
| Eric S. KracovKilpatrick Townsend | Sep 2010 | Text search only | 36 | 0.50 | 0.00 | 0.29 |
| Robert I. LipsherLuse Gorman, PC | Jun 2010 | Text search only | 33 | 0.28 | 0.00 | 0.57 |