ConnectOne Bancorp, Inc. CNOB (last ticker on record)
CIK 1462694Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Windels Marx Lane & Mittendorf, LLPFirst linked Nov 2012 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.00× · 95% wipeout 0.58×
- Lowenstein SandlerFirst linked Apr 2014 · Text search only · 297 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.70× · 95% wipeout 1.43×
- Kramer Levin NaftalisFirst linked Nov 2012 · Text search only · 304 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.68× · 95% wipeout 1.13×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Windels Marx Lane & Mittendorf, LLP | Nov 2012 | Named in SEC correspondence | 39 | 0.92 | 0.00 | 0.58 |
| Lowenstein Sandler | Apr 2014 | Text search only | 297 | 1.12 | 0.70 | 1.43 |
| Kramer Levin Naftalis | Nov 2012 | Text search only | 304 | 0.95 | 0.68 | 1.13 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Peter H. EhrenbergLowenstein SandlerFirst linked Apr 2014 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.60× · 95% wipeout 1.52×
- Robert SchwartzLowenstein SandlerFirst linked Dec 2012 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.00× · 95% wipeout 0.00×
- Philip R. BevanElias, Matz, Tiernan & Herrick L.L.P.First linked Nov 2012 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.39× · Went dark 0.69× · 95% wipeout 0.00×
- Robert A. SchwartzWindels Marx Lane & Mittendorf, LLPFirst linked Nov 2012 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 0.87× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Peter H. EhrenbergLowenstein Sandler | Apr 2014 | Named in SEC correspondence | 32 | 0.98 | 0.60 | 1.52 |
| Robert SchwartzLowenstein Sandler | Dec 2012 | Named in SEC correspondence | 7 | 0.94 | 0.00 | 0.00 |
| Philip R. BevanElias, Matz, Tiernan & Herrick L.L.P. | Nov 2012 | Named in SEC correspondence | 27 | 0.39 | 0.69 | 0.00 |
| Robert A. SchwartzWindels Marx Lane & Mittendorf, LLP | Nov 2012 | Named in SEC correspondence | 21 | 0.87 | 0.00 | 0.00 |