RiskOn International, Inc. ROII (last ticker on record)

CIK 1437491Its SEC filings (opens in a new tab)

Restatement
95% wipeout
Delisting notice (not a red flag)
Restructuring

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 3; Newest began May 2024
Largest fall in its shares: 99%; Mar 2021 to May 2023
Law firms: 7; Linked to 5 or more companies
Lawyers: 9; Linked to 5 or more companies

What happened

May 30, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
May 1, 2024Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Apr 17, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Mar 28, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Feb 27, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jan 26, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jan 12, 2024Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 7, 2023Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Nov 3, 2023Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jul 21, 2023Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jun 27, 2023Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
May 10, 2023Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Dec 30, 2022Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Oct 10, 2022Shares down 95% from their high
Jul 25, 2019Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Olshan Frome Wolosky LLP	Sep 2023	Named in SEC correspondence	390	1.38	0.86	1.22
Nason, Yeager, Gerson, Harris & Fumero, P.A.	Oct 2020	Named in a filing	51	1.20	1.08	1.41
Carmel, Milazzo & Feil LLP	Apr 2016	Named in SEC correspondence	52	1.41	4.10	1.84
Sichenzia Ross Ference LLP	Jan 2010	Named in a filing	1,005	1.27	1.62	1.26
THE O'NEAL LAW FIRM, P.C.	Jun 2008	Named in a filing	61	0.93	1.53	0.87
Norton Rose	Oct 2019	Text search only	304	1.11	0.52	1.24
Chadbourne & Parke	May 2016	Text search only	110	1.64	0.62	0.87

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Kenneth A. SchlesingerOlshan Frome Wolosky LLP	Sep 2023	Named in SEC correspondence	47	1.52	0.47	0.86
Spencer G. FeldmanOlshan Frome Wolosky LLP	Sep 2023	Named in a filing	70	2.25	1.65	1.59
Michael D. HarrisNason, Yeager, Gerson, Harris & Fumero, P.A.	Oct 2020	Named in a filing	37	1.44	1.26	1.85
Arif SotoVenable LLP	Feb 2020	Named in a filing	12	8.18	0.00	1.28
Ross D. CarmelSichenzia Ross Ference LLP	Feb 2020	Named in a filing	108	1.01	2.40	1.33
Peter DiChiaraSichenzia Ross Ference LLP	Apr 2016	Named in SEC correspondence	27	1.85	1.72	1.98
Gary EmmanuelMcDermott Will & Emery	Feb 2013	Named in a filing	55	0.76	1.18	1.02
Andrea CataneoSichenzia Ross Ference LLP	Jan 2010	Named in SEC correspondence	75	1.32	1.36	1.18
Sean F. ReidSheppard Mullin	Jan 2010	Named in a filing	30	0.76	1.45	1.14