Financial Engines, LLC FNGN (last ticker on record)
CIK 1430592Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Simpson Thacher & BartlettFirst linked Jul 2018 · Named in a filing · 1,397 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.11× · 95% wipeout 0.88×
- Pillsbury WinthropFirst linked Dec 2009 · Named in SEC correspondence · 517 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.82× · 95% wipeout 1.24×
- Heller EhrmanFirst linked Dec 2009 · Text search only · 256 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.76× · 95% wipeout 1.02×
- Orrick Herrington & SutcliffeFirst linked Dec 2009 · Text search only · 500 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.61× · 95% wipeout 1.06×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Simpson Thacher & Bartlett | Jul 2018 | Named in a filing | 1,397 | 1.27 | 0.11 | 0.88 |
| Pillsbury Winthrop | Dec 2009 | Named in SEC correspondence | 517 | 1.13 | 0.82 | 1.24 |
| Heller Ehrman | Dec 2009 | Text search only | 256 | 1.00 | 0.76 | 1.02 |
| Orrick Herrington & Sutcliffe | Dec 2009 | Text search only | 500 | 1.10 | 0.61 | 1.06 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Douglas D. SmithGibson Dunn & CrutcherFirst linked Dec 2009 · Named in SEC correspondence · 19 linked companiesSEC/DOJ scrutiny 2.73× · Went dark 0.00× · 95% wipeout 0.84×
- Jorge del CalvoPillsbury WinthropFirst linked Dec 2009 · Named in SEC correspondence · 42 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.57× · 95% wipeout 1.73×
- Noelle MattesonPillsbury WinthropFirst linked Dec 2009 · Text search only · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 2.46×
- Peter CohnOrrick Herrington & SutcliffeFirst linked Dec 2009 · Text search only · 9 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.95×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Douglas D. SmithGibson Dunn & Crutcher | Dec 2009 | Named in SEC correspondence | 19 | 2.73 | 0.00 | 0.84 |
| Jorge del CalvoPillsbury Winthrop | Dec 2009 | Named in SEC correspondence | 42 | 1.33 | 0.57 | 1.73 |
| Noelle MattesonPillsbury Winthrop | Dec 2009 | Text search only | 7 | 0.00 | 0.00 | 2.46 |
| Peter CohnOrrick Herrington & Sutcliffe | Dec 2009 | Text search only | 9 | 0.00 | 0.00 | 0.95 |