ROKU, INC ROKU (last ticker on record)
CIK 1428439Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2022
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Freshfields Bruckhaus Deringer US LLPFirst linked Feb 2024 · Named in a filing · 127 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.00× · 95% wipeout 0.91×
- Cooley LLPFirst linked Jul 2017 · Named in SEC correspondence · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- Davis PolkFirst linked Jul 2017 · Named in SEC correspondence · 1,694 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.06× · 95% wipeout 1.02×
- Hogan Lovells US LLPFirst linked Sep 2017 · Text search only · 487 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.26× · 95% wipeout 0.85×
- Perkins CoieFirst linked Jul 2017 · Text search only · 511 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.27× · 95% wipeout 0.98×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Freshfields Bruckhaus Deringer US LLP | Feb 2024 | Named in a filing | 127 | 1.28 | 0.00 | 0.91 |
| Cooley LLP | Jul 2017 | Named in SEC correspondence | 1,634 | 0.71 | 0.44 | 1.24 |
| Davis Polk | Jul 2017 | Named in SEC correspondence | 1,694 | 1.26 | 0.06 | 1.02 |
| Hogan Lovells US LLP | Sep 2017 | Text search only | 487 | 0.96 | 0.26 | 0.85 |
| Perkins Coie | Jul 2017 | Text search only | 511 | 0.93 | 0.27 | 0.98 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jacqueline A. MarinoFreshfields Bruckhaus Deringer US LLPFirst linked Feb 2025 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Sarah K. SolumDavis PolkFirst linked Feb 2024 · Named in a filing · 44 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.00× · 95% wipeout 1.57×
- Alan F. DenenbergDavis PolkFirst linked Sep 2017 · Named in SEC correspondence · 114 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 0.00× · 95% wipeout 1.46×
- Alex K. KassaiCooley LLPFirst linked Jul 2017 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.00× · 95% wipeout 0.00×
- John T. McKennaCooley LLPFirst linked Jul 2017 · Named in SEC correspondence · 97 linked companiesSEC/DOJ scrutiny 0.53× · Went dark 0.43× · 95% wipeout 1.10×
- Mark P. TanouryCooley LLPFirst linked Jul 2017 · Named in SEC correspondence · 36 linked companiesSEC/DOJ scrutiny 0.42× · Went dark 0.54× · 95% wipeout 1.20×
- Seth J. GottliebCooley LLPFirst linked Jul 2017 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.15×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jacqueline A. MarinoFreshfields Bruckhaus Deringer US LLP | Feb 2025 | Named in a filing | 5 | 0.00 | 0.00 | 0.00 |
| Sarah K. SolumDavis Polk | Feb 2024 | Named in a filing | 44 | 1.07 | 0.00 | 1.57 |
| Alan F. DenenbergDavis Polk | Sep 2017 | Named in SEC correspondence | 114 | 1.19 | 0.00 | 1.46 |
| Alex K. KassaiCooley LLP | Jul 2017 | Named in SEC correspondence | 10 | 1.23 | 0.00 | 0.00 |
| John T. McKennaCooley LLP | Jul 2017 | Named in SEC correspondence | 97 | 0.53 | 0.43 | 1.10 |
| Mark P. TanouryCooley LLP | Jul 2017 | Named in SEC correspondence | 36 | 0.42 | 0.54 | 1.20 |
| Seth J. GottliebCooley LLP | Jul 2017 | Named in SEC correspondence | 17 | 0.00 | 0.00 | 1.15 |