Artio Global Investors Inc. ART (last ticker on record)
CIK 1419178Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Oct 2012
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Proskauer RoseFirst linked Apr 2008 · Named in SEC correspondence · 492 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.48× · 95% wipeout 1.05×
- Davis PolkFirst linked Feb 2008 · Named in SEC correspondence · 1,696 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.06× · 95% wipeout 0.99×
- Sullivan & CromwellFirst linked Feb 2008 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
- Debevoise & PlimptonFirst linked Apr 2008 · Text search only · 424 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.14× · 95% wipeout 0.98×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Proskauer Rose | Apr 2008 | Named in SEC correspondence | 492 | 1.15 | 0.48 | 1.05 |
| Davis Polk | Feb 2008 | Named in SEC correspondence | 1,696 | 1.25 | 0.06 | 0.99 |
| Sullivan & Cromwell | Feb 2008 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.66 |
| Debevoise & Plimpton | Apr 2008 | Text search only | 424 | 1.10 | 0.14 | 0.98 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Apr 2012 · Named in a filing · 67 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.40× · 95% wipeout 0.94×
- James P. GerkisProskauer RoseFirst linked Jul 2009 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.00× · 95% wipeout 1.65×
- Catherine M. ClarkinSullivan & CromwellFirst linked Feb 2008 · Named in SEC correspondence · 52 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 0.76×
- Jay ClaytonSullivan & CromwellFirst linked Feb 2008 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 2.43× · Went dark 0.00× · 95% wipeout 0.89×
- Michael KaplanDavis PolkFirst linked Feb 2008 · Named in SEC correspondence · 112 linked companiesSEC/DOJ scrutiny 1.20× · Went dark 0.00× · 95% wipeout 0.86×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLP | Apr 2012 | Named in a filing | 67 | 1.07 | 0.40 | 0.94 |
| James P. GerkisProskauer Rose | Jul 2009 | Named in SEC correspondence | 14 | 1.21 | 0.00 | 1.65 |
| Catherine M. ClarkinSullivan & Cromwell | Feb 2008 | Named in SEC correspondence | 52 | 1.52 | 0.00 | 0.76 |
| Jay ClaytonSullivan & Cromwell | Feb 2008 | Named in SEC correspondence | 13 | 2.43 | 0.00 | 0.89 |
| Michael KaplanDavis Polk | Feb 2008 | Named in SEC correspondence | 112 | 1.20 | 0.00 | 0.86 |