First Foundation Inc. FFWM (last ticker on record)
CIK 1413837Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Nelson MullinsFirst linked Jan 2026 · Named in a filing · 302 linked companiesSEC/DOJ scrutiny 0.50× · Went dark 0.48× · 95% wipeout 0.84×
- Sheppard MullinFirst linked Aug 2015 · Named in SEC correspondence · 392 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.81× · 95% wipeout 1.26×
- Stradling Yocca Carlson & RauthFirst linked Oct 2013 · Named in SEC correspondence · 165 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 1.37× · 95% wipeout 1.30×
- Haynes and BooneFirst linked Oct 2013 · Text search only · 353 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.56× · 95% wipeout 0.86×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Nelson Mullins | Jan 2026 | Named in a filing | 302 | 0.50 | 0.48 | 0.84 |
| Sheppard Mullin | Aug 2015 | Named in SEC correspondence | 392 | 1.12 | 0.81 | 1.26 |
| Stradling Yocca Carlson & Rauth | Oct 2013 | Named in SEC correspondence | 165 | 1.18 | 1.37 | 1.30 |
| Haynes and Boone | Oct 2013 | Text search only | 353 | 1.03 | 0.56 | 0.86 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Joshua A. DeanSheppard MullinFirst linked Mar 2016 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.00× · 95% wipeout 1.31×
- Ryan C. WilkinsStradling Yocca Carlson & RauthFirst linked Mar 2014 · Named in SEC correspondence · 25 linked companiesSEC/DOJ scrutiny 1.54× · Went dark 0.00× · 95% wipeout 1.93×
- Ben A. FrydmanStradling Yocca Carlson & RauthFirst linked Oct 2013 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Joshua A. DeanSheppard Mullin | Mar 2016 | Named in SEC correspondence | 12 | 0.58 | 0.00 | 1.31 |
| Ryan C. WilkinsStradling Yocca Carlson & Rauth | Mar 2014 | Named in SEC correspondence | 25 | 1.54 | 0.00 | 1.93 |
| Ben A. FrydmanStradling Yocca Carlson & Rauth | Oct 2013 | Named in SEC correspondence | 9 | 0.00 | 0.00 | 0.00 |