Simplicity Bancorp, Inc. SMPL (last ticker on record)
CIK 1412109Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Luse Gorman, PCFirst linked Sep 2007 · Named in SEC correspondence · 301 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.06× · 95% wipeout 0.21×
- Breyer & Associates PCFirst linked Sep 2007 · Text search only · 31 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.72× · 95% wipeout 0.56×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Luse Gorman, PC | Sep 2007 | Named in SEC correspondence | 301 | 0.58 | 0.06 | 0.21 |
| Breyer & Associates PC | Sep 2007 | Text search only | 31 | 0.00 | 0.72 | 0.56 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Benjamin M. AzoffLuse Gorman, PCFirst linked Sep 2007 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 0.60× · Went dark 0.00× · 95% wipeout 0.13×
- Richard S. GarabedianLuse Gorman, PCFirst linked Sep 2007 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 2.28×
- John F. Breyer Jr.Breyer & Associates PCFirst linked Nov 2007 · Text search only · 29 linked companiesSEC/DOJ scrutiny 0.28× · Went dark 0.95× · 95% wipeout 0.39×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Benjamin M. AzoffLuse Gorman, PC | Sep 2007 | Named in SEC correspondence | 39 | 0.60 | 0.00 | 0.13 |
| Richard S. GarabedianLuse Gorman, PC | Sep 2007 | Named in SEC correspondence | 10 | 0.00 | 0.00 | 2.28 |
| John F. Breyer Jr.Breyer & Associates PC | Nov 2007 | Text search only | 29 | 0.28 | 0.95 | 0.39 |