Apollo Asset Management, Inc. AAM (last ticker on record)
CIK 1411494Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions an SEC subpoenaForm 10-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Jul 2012 · Named in SEC correspondence · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.81×
- O Melveny & Myers LLPFirst linked Apr 2008 · Named in SEC correspondence · 589 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.25× · 95% wipeout 1.06×
- Freshfields Bruckhaus Deringer US LLPFirst linked Aug 2008 · Text search only · 258 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.00× · 95% wipeout 0.80×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Paul Weiss Rifkind Wharton & Garrison | Jul 2012 | Named in SEC correspondence | 826 | 1.02 | 0.18 | 0.81 |
| O Melveny & Myers LLP | Apr 2008 | Named in SEC correspondence | 589 | 1.07 | 0.25 | 1.06 |
| Freshfields Bruckhaus Deringer US LLP | Aug 2008 | Text search only | 258 | 0.92 | 0.00 | 0.80 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Catherine L. GoodallPaul Weiss Rifkind Wharton & GarrisonFirst linked May 2016 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 0.00× · 95% wipeout 1.73×
- Monica K. ThurmondPaul Weiss Rifkind Wharton & GarrisonFirst linked Apr 2008 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 0.46× · Went dark 0.00× · 95% wipeout 1.01×
- Kris F. HeinzelmanCravath Swaine & MooreFirst linked Aug 2008 · Text search only · 65 linked companiesSEC/DOJ scrutiny 1.32× · Went dark 0.00× · 95% wipeout 0.97×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Catherine L. GoodallPaul Weiss Rifkind Wharton & Garrison | May 2016 | Named in SEC correspondence | 12 | 0.82 | 0.00 | 1.73 |
| Monica K. ThurmondPaul Weiss Rifkind Wharton & Garrison | Apr 2008 | Named in SEC correspondence | 32 | 0.46 | 0.00 | 1.01 |
| Kris F. HeinzelmanCravath Swaine & Moore | Aug 2008 | Text search only | 65 | 1.32 | 0.00 | 0.97 |