Sound Financial, Inc. SNFL (last ticker on record)
CIK 1410087Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Silver, Freedman, Taff & Tiernan LLPFirst linked Sep 2007 · Named in SEC correspondence · 190 linked companiesSEC/DOJ scrutiny 0.27× · Went dark 0.39× · 95% wipeout 0.35×
- Luse Gorman, PCFirst linked Nov 2007 · Text search only · 301 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.06× · 95% wipeout 0.22×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Silver, Freedman, Taff & Tiernan LLP | Sep 2007 | Named in SEC correspondence | 190 | 0.27 | 0.39 | 0.35 |
| Luse Gorman, PC | Nov 2007 | Text search only | 301 | 0.58 | 0.06 | 0.22 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Marianne E. RocheSilver, Freedman, Taff & Tiernan LLPFirst linked Sep 2007 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Alan SchickLuse Gorman, PCFirst linked Nov 2007 · Text search only · 37 linked companiesSEC/DOJ scrutiny 0.45× · Went dark 0.00× · 95% wipeout 0.63×
- Michael S. SadowSilver, Freedman, Taff & Tiernan LLPFirst linked Sep 2007 · Text search only · 16 linked companiesSEC/DOJ scrutiny 1.20× · Went dark 0.95× · 95% wipeout 0.34×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Marianne E. RocheSilver, Freedman, Taff & Tiernan LLP | Sep 2007 | Named in SEC correspondence | 6 | 0.00 | 0.00 | 0.00 |
| Alan SchickLuse Gorman, PC | Nov 2007 | Text search only | 37 | 0.45 | 0.00 | 0.63 |
| Michael S. SadowSilver, Freedman, Taff & Tiernan LLP | Sep 2007 | Text search only | 16 | 1.20 | 0.95 | 0.34 |