RETAIL OPPORTUNITY INVESTMENTS CORP ROIC (last ticker on record)
CIK 1407623Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Simpson Thacher & BartlettFirst linked Feb 2025 · Named in a filing · 1,397 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.11× · 95% wipeout 0.88×
- Clifford Chance US LLPFirst linked Sep 2009 · Named in SEC correspondence · 260 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.41× · 95% wipeout 0.93×
- Bingham McCutchenFirst linked Jul 2007 · Named in SEC correspondence · 291 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.38× · 95% wipeout 1.04×
- Sidley AustinFirst linked Jul 2007 · Named in SEC correspondence · 1,211 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Richards, Layton & Finger, P.A.First linked Oct 2009 · Text search only · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.78×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Simpson Thacher & Bartlett | Feb 2025 | Named in a filing | 1,397 | 1.27 | 0.11 | 0.88 |
| Clifford Chance US LLP | Sep 2009 | Named in SEC correspondence | 260 | 0.92 | 0.41 | 0.93 |
| Bingham McCutchen | Jul 2007 | Named in SEC correspondence | 291 | 0.94 | 0.38 | 1.04 |
| Sidley Austin | Jul 2007 | Named in SEC correspondence | 1,211 | 1.30 | 0.14 | 0.93 |
| Richards, Layton & Finger, P.A. | Oct 2009 | Text search only | 995 | 1.46 | 0.37 | 0.78 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Brian M. StadlerSimpson Thacher & BartlettFirst linked Feb 2025 · Named in a filing · 39 linked companiesSEC/DOJ scrutiny 0.25× · Went dark 0.00× · 95% wipeout 0.29×
- Matthew B. RogersSimpson Thacher & BartlettFirst linked Feb 2025 · Named in a filing · 13 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Jacob A. FarquharsonClifford Chance US LLPFirst linked May 2014 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 0.00× · 95% wipeout 0.00×
- Brian HoffmannClifford Chance US LLPFirst linked Sep 2009 · Named in a filing · 17 linked companiesSEC/DOJ scrutiny 0.85× · Went dark 0.00× · 95% wipeout 0.45×
- Jay L. BernsteinClifford Chance US LLPFirst linked Sep 2009 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 0.00× · 95% wipeout 0.00×
- Edward F. PetroskySidley AustinFirst linked Sep 2007 · Named in SEC correspondence · 45 linked companiesSEC/DOJ scrutiny 0.91× · Went dark 0.97× · 95% wipeout 0.42×
- Floyd I. WittlinBingham McCutchenFirst linked Jul 2007 · Named in SEC correspondence · 31 linked companiesSEC/DOJ scrutiny 0.28× · Went dark 0.34× · 95% wipeout 1.18×
- Jack I. KantrowitzDLA PiperFirst linked Jul 2007 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 3.68× · Went dark 0.00× · 95% wipeout 1.01×
- Samir A. GandhiSidley AustinFirst linked Jul 2007 · Named in SEC correspondence · 37 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.00× · 95% wipeout 1.36×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Brian M. StadlerSimpson Thacher & Bartlett | Feb 2025 | Named in a filing | 39 | 0.25 | 0.00 | 0.29 |
| Matthew B. RogersSimpson Thacher & Bartlett | Feb 2025 | Named in a filing | 13 | 0.00 | 0.00 | 0.00 |
| Jacob A. FarquharsonClifford Chance US LLP | May 2014 | Named in SEC correspondence | 6 | 1.38 | 0.00 | 0.00 |
| Brian HoffmannClifford Chance US LLP | Sep 2009 | Named in a filing | 17 | 0.85 | 0.00 | 0.45 |
| Jay L. BernsteinClifford Chance US LLP | Sep 2009 | Named in SEC correspondence | 29 | 0.76 | 0.00 | 0.00 |
| Edward F. PetroskySidley Austin | Sep 2007 | Named in SEC correspondence | 45 | 0.91 | 0.97 | 0.42 |
| Floyd I. WittlinBingham McCutchen | Jul 2007 | Named in SEC correspondence | 31 | 0.28 | 0.34 | 1.18 |
| Jack I. KantrowitzDLA Piper | Jul 2007 | Named in SEC correspondence | 11 | 3.68 | 0.00 | 1.01 |
| Samir A. GandhiSidley Austin | Jul 2007 | Named in SEC correspondence | 37 | 0.93 | 0.00 | 1.36 |