PUMA BIOTECHNOLOGY, INC. PBYI (last ticker on record)
CIK 1401667Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- 95% wipeout
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jun 2019
- Largest fall in its shares
- 99%
- Sep 2014 to May 2022
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- Shares down 95% from their high
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Latham & Watkins LLPFirst linked Oct 2011 · Named in SEC correspondence · 2,667 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.31× · 95% wipeout 1.08×
- Feldman WeinsteinFirst linked Sep 2007 · Named in a filing · 278 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 1.17× · 95% wipeout 1.18×
- Cadwalader Wickersham & TaftFirst linked Nov 2015 · Text search only · 305 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.24× · 95% wipeout 0.95×
- Jones DayFirst linked Oct 2012 · Text search only · 685 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.55× · 95% wipeout 1.11×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Latham & Watkins LLP | Oct 2011 | Named in SEC correspondence | 2,667 | 0.98 | 0.31 | 1.08 |
| Feldman Weinstein | Sep 2007 | Named in a filing | 278 | 0.92 | 1.17 | 1.18 |
| Cadwalader Wickersham & Taft | Nov 2015 | Text search only | 305 | 1.14 | 0.24 | 0.95 |
| Jones Day | Oct 2012 | Text search only | 685 | 1.25 | 0.55 | 1.11 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Drew CapurroLatham & Watkins LLPFirst linked Jul 2021 · Named in a filing · 41 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.00× · 95% wipeout 1.26×
- Charles K. RuckLatham & Watkins LLPFirst linked Dec 2015 · Named in SEC correspondence · 74 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.35× · 95% wipeout 0.66×
- William C. HicksMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.First linked Sep 2012 · Named in a filing · 33 linked companiesSEC/DOJ scrutiny 0.40× · Went dark 0.00× · 95% wipeout 0.93×
- David N. FeldmanFeldman WeinsteinFirst linked Sep 2007 · Named in a filing · 145 linked companiesSEC/DOJ scrutiny 0.47× · Went dark 0.48× · 95% wipeout 1.01×
- Richard M. BrandCadwalader Wickersham & TaftFirst linked Nov 2015 · Text search only · 25 linked companiesSEC/DOJ scrutiny 2.11× · Went dark 2.09× · 95% wipeout 1.13×
- B. Shayne KennedyLatham & Watkins LLPFirst linked Oct 2011 · Text search only · 43 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 1.14×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Drew CapurroLatham & Watkins LLP | Jul 2021 | Named in a filing | 41 | 1.05 | 0.00 | 1.26 |
| Charles K. RuckLatham & Watkins LLP | Dec 2015 | Named in SEC correspondence | 74 | 1.30 | 0.35 | 0.66 |
| William C. HicksMintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | Sep 2012 | Named in a filing | 33 | 0.40 | 0.00 | 0.93 |
| David N. FeldmanFeldman Weinstein | Sep 2007 | Named in a filing | 145 | 0.47 | 0.48 | 1.01 |
| Richard M. BrandCadwalader Wickersham & Taft | Nov 2015 | Text search only | 25 | 2.11 | 2.09 | 1.13 |
| B. Shayne KennedyLatham & Watkins LLP | Oct 2011 | Text search only | 43 | 0.95 | 0.00 | 1.14 |