Pzena Investment Management, Inc. PZN (last ticker on record)
CIK 1399249Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Milbank Tweed Hadley & McCloyFirst linked Aug 2022 · Named in a filing · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
- Morgan LewisFirst linked Nov 2017 · Named in a filing · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.02×
- Simpson Thacher & BartlettFirst linked Jun 2007 · Named in SEC correspondence · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Jun 2007 · Named in SEC correspondence · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- Wachtell Lipton Rosen & KatzFirst linked Aug 2022 · Text search only · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- Posternak Blankstein & LundFirst linked Jul 2007 · Text search only · 12 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 1.39× · 95% wipeout 3.04×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Milbank Tweed Hadley & McCloy | Aug 2022 | Named in a filing | 439 | 1.03 | 0.35 | 0.76 |
| Morgan Lewis | Nov 2017 | Named in a filing | 1,028 | 1.18 | 0.31 | 1.02 |
| Simpson Thacher & Bartlett | Jun 2007 | Named in SEC correspondence | 1,396 | 1.28 | 0.11 | 0.92 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Jun 2007 | Named in SEC correspondence | 2,607 | 1.15 | 0.19 | 0.85 |
| Wachtell Lipton Rosen & Katz | Aug 2022 | Text search only | 889 | 1.31 | 0.07 | 0.59 |
| Posternak Blankstein & Lund | Jul 2007 | Text search only | 12 | 1.16 | 1.39 | 3.04 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Brett NadritchMilbank Tweed Hadley & McCloyFirst linked Oct 2022 · Named in a filing · 22 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.00× · 95% wipeout 1.16×
- Andrew J. NussbaumWachtell Lipton Rosen & KatzFirst linked Aug 2022 · Named in a filing · 29 linked companiesSEC/DOJ scrutiny 0.78× · Went dark 0.00× · 95% wipeout 1.30×
- Nicholas G. DemmoWachtell Lipton Rosen & KatzFirst linked Aug 2022 · Named in a filing · 62 linked companiesSEC/DOJ scrutiny 1.60× · Went dark 0.00× · 95% wipeout 0.85×
- Scott GolenbockMilbank Tweed Hadley & McCloyFirst linked Aug 2022 · Named in a filing · 16 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.43×
- Andrew P. SchoefflerCovington & BurlingFirst linked Oct 2007 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 1.48× · 95% wipeout 2.13×
- Vincent Pagano Jr.Simpson Thacher & BartlettFirst linked Jul 2007 · Named in SEC correspondence · 36 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.00× · 95% wipeout 0.50×
- Ralph ArditiSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Jun 2007 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.00× · 95% wipeout 0.00×
- Richard B. AftanasSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Jun 2007 · Named in SEC correspondence · 91 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.00× · 95% wipeout 0.90×
- OR FORMATIONSimpson Thacher & BartlettFirst linked Oct 2007 · Text search only · 160 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.15× · 95% wipeout 0.90×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Brett NadritchMilbank Tweed Hadley & McCloy | Oct 2022 | Named in a filing | 22 | 1.10 | 0.00 | 1.16 |
| Andrew J. NussbaumWachtell Lipton Rosen & Katz | Aug 2022 | Named in a filing | 29 | 0.78 | 0.00 | 1.30 |
| Nicholas G. DemmoWachtell Lipton Rosen & Katz | Aug 2022 | Named in a filing | 62 | 1.60 | 0.00 | 0.85 |
| Scott GolenbockMilbank Tweed Hadley & McCloy | Aug 2022 | Named in a filing | 16 | 0.00 | 0.00 | 1.43 |
| Andrew P. SchoefflerCovington & Burling | Oct 2007 | Named in SEC correspondence | 12 | 0.82 | 1.48 | 2.13 |
| Vincent Pagano Jr.Simpson Thacher & Bartlett | Jul 2007 | Named in SEC correspondence | 36 | 1.14 | 0.00 | 0.50 |
| Ralph ArditiSkadden, Arps, Slate, Meagher & Flom LLP | Jun 2007 | Named in SEC correspondence | 9 | 0.73 | 0.00 | 0.00 |
| Richard B. AftanasSkadden, Arps, Slate, Meagher & Flom LLP | Jun 2007 | Named in SEC correspondence | 91 | 0.94 | 0.00 | 0.90 |
| OR FORMATIONSimpson Thacher & Bartlett | Oct 2007 | Text search only | 160 | 1.27 | 0.15 | 0.90 |