HeartWare International, Inc. HTWR (last ticker on record)
CIK 1389072Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Aug 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 13
- Linked to 5 or more companies
What happened
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Ropes & GrayFirst linked Aug 2016 · Named in a filing · 914 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.14× · 95% wipeout 0.92×
- Cooley LLPFirst linked Apr 2012 · Named in SEC correspondence · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- Hunton & WilliamsFirst linked Dec 2009 · Named in a filing · 404 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.36× · 95% wipeout 0.65×
- Shearman & SterlingFirst linked Aug 2009 · Named in SEC correspondence · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- DLA PiperFirst linked Jun 2007 · Named in SEC correspondence · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Olshan Frome Wolosky LLPFirst linked Jan 2016 · Text search only · 390 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 0.86× · 95% wipeout 1.22×
- Baker & McKenzieFirst linked Apr 2007 · Text search only · 587 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.72× · 95% wipeout 1.00×
- Bingham McCutchenFirst linked Apr 2007 · Text search only · 291 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.38× · 95% wipeout 1.06×
- Finn Dixon & HerlingFirst linked Apr 2007 · Text search only · 28 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.76× · 95% wipeout 2.33×
- Richards, Layton & Finger, P.A.First linked Apr 2007 · Text search only · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Ropes & Gray | Aug 2016 | Named in a filing | 914 | 0.98 | 0.14 | 0.92 |
| Cooley LLP | Apr 2012 | Named in SEC correspondence | 1,634 | 0.71 | 0.44 | 1.24 |
| Hunton & Williams | Dec 2009 | Named in a filing | 404 | 1.06 | 0.36 | 0.65 |
| Shearman & Sterling | Aug 2009 | Named in SEC correspondence | 2,649 | 1.21 | 0.13 | 0.87 |
| DLA Piper | Jun 2007 | Named in SEC correspondence | 1,184 | 1.00 | 0.45 | 1.20 |
| Olshan Frome Wolosky LLP | Jan 2016 | Text search only | 390 | 1.38 | 0.86 | 1.22 |
| Baker & McKenzie | Apr 2007 | Text search only | 587 | 1.07 | 0.72 | 1.00 |
| Bingham McCutchen | Apr 2007 | Text search only | 291 | 0.94 | 0.38 | 1.06 |
| Finn Dixon & Herling | Apr 2007 | Text search only | 28 | 1.29 | 0.76 | 2.33 |
| Richards, Layton & Finger, P.A. | Apr 2007 | Text search only | 995 | 1.46 | 0.37 | 0.80 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Christopher D. ComeauRopes & GrayFirst linked Jul 2016 · Named in a filing · 21 linked companiesSEC/DOJ scrutiny 0.66× · Went dark 0.00× · 95% wipeout 0.49×
- Paul KinsellaRopes & GrayFirst linked Jul 2016 · Named in a filing · 54 linked companiesSEC/DOJ scrutiny 1.70× · Went dark 0.39× · 95% wipeout 0.66×
- Johan V. BrighamLatham & Watkins LLPFirst linked Nov 2015 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 1.85× · Went dark 0.00× · 95% wipeout 1.88×
- Stephen T. GioveShearman & SterlingFirst linked Jan 2013 · Named in SEC correspondence · 33 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.79× · 95% wipeout 0.87×
- Barbara L. BordenCooley LLPFirst linked Jul 2012 · Named in SEC correspondence · 50 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 0.31× · 95% wipeout 0.32×
- Mark B. WeeksCooley LLPFirst linked Apr 2012 · Named in SEC correspondence · 38 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.61× · 95% wipeout 0.56×
- Danielle CarboneShearman & SterlingFirst linked Dec 2010 · Named in a filing · 26 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 0.98× · 95% wipeout 2.58×
- David E. WellsHunton & WilliamsFirst linked Dec 2009 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 3.07× · 95% wipeout 0.00×
- Robert Evans IIIShearman & SterlingFirst linked Aug 2009 · Named in SEC correspondence · 25 linked companiesSEC/DOJ scrutiny 0.91× · Went dark 0.00× · 95% wipeout 1.32×
- Clare O'BrienShearman & SterlingFirst linked Aug 2009 · Named in a filing · 23 linked companiesSEC/DOJ scrutiny 1.77× · Went dark 0.00× · 95% wipeout 0.33×
- Robert M. KatzShearman & SterlingFirst linked Aug 2009 · Named in SEC correspondence · 22 linked companiesSEC/DOJ scrutiny 0.90× · Went dark 0.00× · 95% wipeout 0.35×
- Marjorie Sybul AdamsDLA PiperFirst linked Jun 2007 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 0.63× · Went dark 0.00× · 95% wipeout 1.30×
- David E. WeissDLA PiperFirst linked Jun 2007 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 1.56× · Went dark 0.00× · 95% wipeout 1.80×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Christopher D. ComeauRopes & Gray | Jul 2016 | Named in a filing | 21 | 0.66 | 0.00 | 0.49 |
| Paul KinsellaRopes & Gray | Jul 2016 | Named in a filing | 54 | 1.70 | 0.39 | 0.66 |
| Johan V. BrighamLatham & Watkins LLP | Nov 2015 | Named in SEC correspondence | 17 | 1.85 | 0.00 | 1.88 |
| Stephen T. GioveShearman & Sterling | Jan 2013 | Named in SEC correspondence | 33 | 0.97 | 0.79 | 0.87 |
| Barbara L. BordenCooley LLP | Jul 2012 | Named in SEC correspondence | 50 | 0.89 | 0.31 | 0.32 |
| Mark B. WeeksCooley LLP | Apr 2012 | Named in SEC correspondence | 38 | 0.00 | 0.61 | 0.56 |
| Danielle CarboneShearman & Sterling | Dec 2010 | Named in a filing | 26 | 0.82 | 0.98 | 2.58 |
| David E. WellsHunton & Williams | Dec 2009 | Named in a filing | 6 | 0.00 | 3.07 | 0.00 |
| Robert Evans IIIShearman & Sterling | Aug 2009 | Named in SEC correspondence | 25 | 0.91 | 0.00 | 1.32 |
| Clare O'BrienShearman & Sterling | Aug 2009 | Named in a filing | 23 | 1.77 | 0.00 | 0.33 |
| Robert M. KatzShearman & Sterling | Aug 2009 | Named in SEC correspondence | 22 | 0.90 | 0.00 | 0.35 |
| Marjorie Sybul AdamsDLA Piper | Jun 2007 | Named in SEC correspondence | 15 | 0.63 | 0.00 | 1.30 |
| David E. WeissDLA Piper | Jun 2007 | Named in SEC correspondence | 5 | 1.56 | 0.00 | 1.80 |