KKR Financial Holdings LLC KFN.PR (last ticker on record)
CIK 1386926Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2010
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 10
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-Q (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Hunton & WilliamsFirst linked Feb 2007 · Named in SEC correspondence · 404 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.36× · 95% wipeout 0.65×
- Richards, Layton & Finger, P.A.First linked Feb 2007 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.78×
- Sidley AustinFirst linked Feb 2007 · Named in SEC correspondence · 1,211 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Simpson Thacher & BartlettFirst linked Feb 2007 · Named in SEC correspondence · 1,397 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.11× · 95% wipeout 0.88×
- Davis PolkFirst linked Mar 2007 · Text search only · 1,696 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.06× · 95% wipeout 0.99×
- Morgan LewisFirst linked Feb 2007 · Text search only · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.01×
- Wachtell Lipton Rosen & KatzFirst linked Feb 2007 · Text search only · 889 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.07× · 95% wipeout 0.59×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Hunton & Williams | Feb 2007 | Named in SEC correspondence | 404 | 1.06 | 0.36 | 0.65 |
| Richards, Layton & Finger, P.A. | Feb 2007 | Named in a filing | 995 | 1.46 | 0.37 | 0.78 |
| Sidley Austin | Feb 2007 | Named in SEC correspondence | 1,211 | 1.30 | 0.14 | 0.93 |
| Simpson Thacher & Bartlett | Feb 2007 | Named in SEC correspondence | 1,397 | 1.27 | 0.11 | 0.88 |
| Davis Polk | Mar 2007 | Text search only | 1,696 | 1.25 | 0.06 | 0.99 |
| Morgan Lewis | Feb 2007 | Text search only | 1,028 | 1.18 | 0.31 | 1.01 |
| Wachtell Lipton Rosen & Katz | Feb 2007 | Text search only | 889 | 1.29 | 0.07 | 0.59 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David E. ShapiroWachtell Lipton Rosen & KatzFirst linked Feb 2014 · Named in a filing · 56 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 0.52×
- Edward D. HerlihyWachtell Lipton Rosen & KatzFirst linked Feb 2014 · Named in a filing · 148 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.00× · 95% wipeout 0.42×
- Gary I. HorowitzSimpson Thacher & BartlettFirst linked Feb 2014 · Named in a filing · 53 linked companiesSEC/DOJ scrutiny 1.39× · Went dark 0.00× · 95% wipeout 0.72×
- Joseph KaufmanSimpson Thacher & BartlettFirst linked Feb 2014 · Named in a filing · 45 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 0.00× · 95% wipeout 0.43×
- William H. Hinman Jr.Simpson Thacher & BartlettFirst linked Jun 2010 · Named in SEC correspondence · 39 linked companiesSEC/DOJ scrutiny 2.18× · Went dark 0.00× · 95% wipeout 1.01×
- Eric S. HaueterSidley AustinFirst linked Jun 2007 · Named in a filing · 18 linked companiesSEC/DOJ scrutiny 1.61× · Went dark 0.00× · 95% wipeout 0.00×
- Michael A. GordonSidley AustinFirst linked Feb 2007 · Named in SEC correspondence · 19 linked companiesSEC/DOJ scrutiny 2.07× · Went dark 0.00× · 95% wipeout 0.81×
- Paul C. PringleSidley AustinFirst linked Feb 2007 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 1.69× · Went dark 2.65× · 95% wipeout 0.00×
- Sharon R. FlanaganSidley AustinFirst linked Feb 2007 · Named in a filing · 23 linked companiesSEC/DOJ scrutiny 2.06× · Went dark 0.00× · 95% wipeout 0.53×
- David J. SorkinSimpson Thacher & BartlettFirst linked Mar 2010 · Text search only · 22 linked companiesSEC/DOJ scrutiny 1.45× · Went dark 0.00× · 95% wipeout 0.47×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David E. ShapiroWachtell Lipton Rosen & Katz | Feb 2014 | Named in a filing | 56 | 0.95 | 0.00 | 0.52 |
| Edward D. HerlihyWachtell Lipton Rosen & Katz | Feb 2014 | Named in a filing | 148 | 1.03 | 0.00 | 0.42 |
| Gary I. HorowitzSimpson Thacher & Bartlett | Feb 2014 | Named in a filing | 53 | 1.39 | 0.00 | 0.72 |
| Joseph KaufmanSimpson Thacher & Bartlett | Feb 2014 | Named in a filing | 45 | 0.82 | 0.00 | 0.43 |
| William H. Hinman Jr.Simpson Thacher & Bartlett | Jun 2010 | Named in SEC correspondence | 39 | 2.18 | 0.00 | 1.01 |
| Eric S. HaueterSidley Austin | Jun 2007 | Named in a filing | 18 | 1.61 | 0.00 | 0.00 |
| Michael A. GordonSidley Austin | Feb 2007 | Named in SEC correspondence | 19 | 2.07 | 0.00 | 0.81 |
| Paul C. PringleSidley Austin | Feb 2007 | Named in a filing | 12 | 1.69 | 2.65 | 0.00 |
| Sharon R. FlanaganSidley Austin | Feb 2007 | Named in a filing | 23 | 2.06 | 0.00 | 0.53 |
| David J. SorkinSimpson Thacher & Bartlett | Mar 2010 | Text search only | 22 | 1.45 | 0.00 | 0.47 |