AYTU BIOPHARMA, INC AYTU (last ticker on record)

CIK 1385818Its SEC filings (opens in a new tab)

Restructuring
95% wipeout
Delisting notice (not a red flag)
Restatement

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 3; Newest began Feb 2023
Largest fall in its shares: 99%; Oct 2017 to Sep 2022
Law firms: 6; Linked to 5 or more companies
Lawyers: 14; Linked to 5 or more companies

What happened

Feb 21, 2023Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
Nov 22, 2022Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
May 27, 2022Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Mar 25, 2020Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Feb 21, 2020Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Nov 12, 2019Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jun 28, 2018Shares down 95% from their high
Apr 13, 2018Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Jan 20, 2016Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Dorsey & Whitney LLP	Sep 2018	Named in SEC correspondence	630	0.83	0.73	1.16
Lowenstein Sandler	Jan 2017	Named in a filing	297	1.12	0.70	1.42
Sichenzia Ross Ference LLP	Mar 2016	Named in a filing	1,005	1.27	1.62	1.26
Wyrick Robbins Yates & Ponton LLP	Jul 2015	Named in SEC correspondence	113	0.71	0.68	1.07
Cooley LLP	Jun 2020	Text search only	1,634	0.71	0.44	1.24
Potomac Law Group	Dec 2019	Text search only	25	1.41	0.00	1.55

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Joshua B. EreksonDorsey & Whitney LLP	Jun 2023	Named in SEC correspondence	10	0.00	0.00	0.51
Anthony EppsDorsey & Whitney LLP	Sep 2018	Named in SEC correspondence	18	0.00	0.00	0.89
Michael R. NewtonDorsey & Whitney LLP	Sep 2018	Named in a filing	8	0.00	12.36	1.21
Nolan S. TaylorDorsey & Whitney LLP	Sep 2018	Named in a filing	20	1.25	4.31	0.91
Jeff CahlonSichenzia Ross Ference LLP	Feb 2018	Named in a filing	65	1.30	1.41	1.24
Gregory SichenziaSichenzia Ross Ference LLP	Sep 2017	Named in a filing	267	1.06	1.46	1.24
Michael J. LernerLowenstein Sandler	Jan 2017	Named in a filing	29	1.22	0.00	1.59
Steven M. SkolnickLowenstein Sandler	Jan 2017	Named in a filing	69	1.23	1.18	1.36
Andrew J. GibbonsWyrick Robbins Yates & Ponton LLP	Sep 2016	Named in a filing	8	1.58	0.00	0.76
Alexander M. DonaldsonWyrick Robbins Yates & Ponton LLP	Jul 2015	Named in SEC correspondence	29	1.15	0.00	1.35
W. David MannheimNelson Mullins	Jul 2015	Named in SEC correspondence	23	0.60	0.97	1.18
Barry I. GrossmanEllenoff Grossman & Schole LLP	May 2023	Text search only	187	0.98	1.25	1.32
Sarah E. WilliamsEllenoff Grossman & Schole LLP	May 2023	Text search only	36	0.72	1.81	1.02
Daniel I. GoldbergCooley LLP	Jun 2020	Text search only	184	0.64	0.00	1.03