Invesco DB US Dollar Index Bullish Fund UUP (last ticker on record)
CIK 1383151Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sidley AustinFirst linked Jan 2007 · Named in SEC correspondence · 1,211 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Morgan LewisFirst linked Jun 2018 · Text search only · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.01×
- K&L GatesFirst linked Dec 2014 · Text search only · 723 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.35× · 95% wipeout 1.20×
- Arnold & PorterFirst linked Nov 2009 · Text search only · 254 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.11× · 95% wipeout 0.81×
- Sullivan & Worcester LLPFirst linked Nov 2009 · Text search only · 212 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.45× · 95% wipeout 1.09×
- Foley & LardnerFirst linked Jan 2007 · Text search only · 498 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.71× · 95% wipeout 0.98×
- Richards, Layton & Finger, P.A.First linked Jan 2007 · Text search only · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.78×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sidley Austin | Jan 2007 | Named in SEC correspondence | 1,211 | 1.30 | 0.14 | 0.93 |
| Morgan Lewis | Jun 2018 | Text search only | 1,028 | 1.18 | 0.31 | 1.01 |
| K&L Gates | Dec 2014 | Text search only | 723 | 1.06 | 1.35 | 1.20 |
| Arnold & Porter | Nov 2009 | Text search only | 254 | 1.03 | 0.11 | 0.81 |
| Sullivan & Worcester LLP | Nov 2009 | Text search only | 212 | 0.95 | 0.45 | 1.09 |
| Foley & Lardner | Jan 2007 | Text search only | 498 | 1.00 | 0.71 | 0.98 |
| Richards, Layton & Finger, P.A. | Jan 2007 | Text search only | 995 | 1.46 | 0.37 | 0.78 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Victor T. ChiuSidley AustinFirst linked Jul 2013 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.76×
- Joshua B. SterlingMorgan LewisFirst linked Jun 2018 · Text search only · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Anna PagliaK&L GatesFirst linked Dec 2014 · Text search only · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Edward D. RicchiutoSidley AustinFirst linked Dec 2014 · Text search only · 24 linked companiesSEC/DOJ scrutiny 0.83× · Went dark 0.00× · 95% wipeout 0.74×
- Michael S. YadgarSidley AustinFirst linked Dec 2010 · Text search only · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- James C. MunsellSidley AustinFirst linked Aug 2009 · Text search only · 13 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.35×
- Jim MunsellSidley AustinFirst linked Jan 2007 · Text search only · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Michael J. SchmidtbergerSidley AustinFirst linked Jan 2007 · Text search only · 14 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.35×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Victor T. ChiuSidley Austin | Jul 2013 | Named in SEC correspondence | 9 | 0.00 | 0.00 | 0.76 |
| Joshua B. SterlingMorgan Lewis | Jun 2018 | Text search only | 7 | 0.00 | 0.00 | 0.00 |
| Anna PagliaK&L Gates | Dec 2014 | Text search only | 7 | 0.00 | 0.00 | 0.00 |
| Edward D. RicchiutoSidley Austin | Dec 2014 | Text search only | 24 | 0.83 | 0.00 | 0.74 |
| Michael S. YadgarSidley Austin | Dec 2010 | Text search only | 6 | 0.00 | 0.00 | 0.00 |
| James C. MunsellSidley Austin | Aug 2009 | Text search only | 13 | 0.00 | 0.00 | 0.35 |
| Jim MunsellSidley Austin | Jan 2007 | Text search only | 8 | 0.00 | 0.00 | 0.00 |
| Michael J. SchmidtbergerSidley Austin | Jan 2007 | Text search only | 14 | 0.00 | 0.00 | 0.35 |