Fortem Resources Inc. FTMR (last ticker on record)
CIK 1382231Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
- Bankruptcy
- Restructuring
- Delisting notice (not a red flag)
- Went dark (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 4
- Newest began Oct 2021
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 1
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Clark Wilson LLP | Dec 2017 | Named in SEC correspondence | 204 | 0.72 | 1.43 | 1.11 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jun Ho SongClark Wilson LLPFirst linked Dec 2017 · Named in SEC correspondence · 28 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 2.31× · 95% wipeout 1.19×
- James N. BarberFirst linked Dec 2006 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 1.19× · 95% wipeout 0.36×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jun Ho SongClark Wilson LLP | Dec 2017 | Named in SEC correspondence | 28 | 1.04 | 2.31 | 1.19 |
| James N. Barber | Dec 2006 | Named in a filing | 24 | 1.17 | 1.19 | 0.36 |